| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 1,997,880 | 8,451,000 | 25.09% | ||
| 2 | MORGAN STANLEY | 967,457 | 4,092,000 | 12.15% | ||
| 3 | Reservoir Operations, L.P. | 811,119 | 3,431,000 | 10.19% | ||
| 4 | UNIPLAN INVESTMENT COUNSEL, INC. | 673,356 | 2,848,000 | 8.46% | ||
| 5 | Indaba Capital Management, L.P. | 612,125 | 2,589,000 | 7.69% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 445,453 | 1,884,000 | 5.59% | ||
| 7 | UBS Group AG | 434,708 | 1,839,000 | 5.46% | ||
| 8 | Advisors Asset Management, Inc. | 291,888 | 1,235,000 | 3.67% | ||
| 9 | Bank of New York Mellon Corp | 249,540 | 1,055,000 | 3.13% | ||
| 10 | ROYCE & ASSOCIATES LP | 230,820 | 976,000 | 2.90% | ||
| 11 | WELLS FARGO & COMPANY/MN | 200,310 | 847,000 | 2.51% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 182,612 | 772,000 | 2.29% | ||
| 13 | USCA RIA LLC | 152,651 | 646,000 | 1.92% | ||
| 14 | KING LUTHER CAPITAL MANAGEMENT CORP | 130,854 | 554,000 | 1.64% | ||
| 15 | Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 106,483 | 450,000 | 1.34% | ||
| 16 | CHELSEA COUNSEL CO | 102,832 | 435,000 | 1.29% | ||
| 17 | GOLDMAN SACHS GROUP INC | 54,311 | 230,000 | 0.68% | ||
| 18 | DEUTSCHE BANK AG\ | 48,830 | 206,000 | 0.61% | ||
| 19 | BARD ASSOCIATES INC | 42,865 | 181,000 | 0.54% | ||
| 20 | TWO SIGMA ADVISERS, LP | 38,517 | 166,000 | 0.49% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 35,326 | 150,000 | 0.45% | ||
| 22 | WFG Advisors, LP | 27,390 | 116,000 | 0.34% | ||
| 23 | Legal & General Group Plc | 24,665 | 104,000 | 0.31% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,569 | 70,000 | 0.21% | ||
| 25 | Commonwealth Equity Services, Inc | 15,700 | 66,000 | 0.20% | ||
| 26 | CITIGROUP INC | 12,339 | 52,000 | 0.15% | ||
| 27 | DEERE & CO | 11,324 | 48,000 | 0.14% | ||
| 28 | Virtu KCG Holdings LLC | 11,034 | 47,000 | 0.14% | ||
| 29 | CIBC WORLD MARKET INC. | 10,977 | 46,000 | 0.14% | ||
| 30 | D.A. DAVIDSON & CO. | 4,793 | 20,000 | 0.06% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 4,298 | 18,000 | 0.05% | ||
| 32 | COLONY GROUP LLC | 3,000 | 13,000 | 0.04% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 2,300 | 10,000 | 0.03% | ||
| 34 | Tower Research Capital LLC (TRC) | 2,396 | 10,000 | 0.03% | ||
| 35 | ROYAL BANK OF CANADA | 2,000 | 8,000 | 0.02% | ||
| 36 | EARNEST PARTNERS LLC | 1,500 | 6,000 | 0.02% | ||
| 37 | CENTRAL TRUST Co | 1,000 | 4,000 | 0.01% | ||
| 38 | PANAGORA ASSET MANAGEMENT INC | 611 | 3,000 | 0.01% | ||
| 39 | MSI Financial Services Inc | 300 | 1,000 | 0.00% | ||
| 40 | HUNTINGTON NATIONAL BANK | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
