| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
2,007,954 |
3,895,000 |
25.14% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
1,465,997 |
2,844,000 |
18.36% |
|
|
| 3 |
MORGAN STANLEY |
979,049 |
1,899,000 |
12.26% |
|
|
| 4 |
UNIPLAN INVESTMENT COUNSEL, INC. |
713,134 |
1,383,000 |
8.93% |
|
|
| 5 |
Indaba Capital Management, L.P. |
612,125 |
1,188,000 |
7.67% |
|
|
| 6 |
CREDIT SUISSE AG/ |
389,124 |
754,000 |
4.87% |
|
|
| 7 |
Reservoir Operations, L.P. |
301,840 |
586,000 |
3.78% |
|
|
| 8 |
CARLEON CAPITAL PARTNERS LLC |
232,959 |
466,000 |
3.01% |
|
|
| 9 |
ROYCE & ASSOCIATES LP |
204,620 |
397,000 |
2.56% |
|
|
| 10 |
DELTEC ASSET MANAGEMENT LLC |
149,526 |
290,000 |
1.87% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
133,431 |
259,000 |
1.67% |
|
|
| 12 |
KING LUTHER CAPITAL MANAGEMENT CORP |
130,854 |
254,000 |
1.64% |
|
|
| 13 |
Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. |
106,483 |
207,000 |
1.34% |
|
|
| 14 |
Coe Capital Management, LLC |
98,062 |
190,334 |
1.23% |
|
|
| 15 |
USCA RIA LLC |
84,938 |
165,000 |
1.07% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
76,254 |
148,000 |
0.96% |
|
|
| 17 |
DEUTSCHE BANK AG\ |
48,866 |
94,000 |
0.61% |
|
|
| 18 |
Legal & General Group Plc |
39,283 |
77,000 |
0.50% |
|
|
| 19 |
BARD ASSOCIATES INC |
37,615 |
73,000 |
0.47% |
|
|
| 20 |
WFG Advisors, LP |
26,124 |
51,000 |
0.33% |
|
|
| 21 |
TWO SIGMA ADVISERS, LP |
23,918 |
46,000 |
0.30% |
|
|
| 22 |
Creative Planning |
17,500 |
34,000 |
0.22% |
|
|
| 23 |
SG Americas Securities, LLC |
15,000 |
29,000 |
0.19% |
|
|
| 24 |
SOCIETE GENERALE |
15,000 |
29,000 |
0.19% |
|
|
| 25 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13,702 |
27,000 |
0.17% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
13,500 |
26,000 |
0.17% |
|
|
| 27 |
MACKENZIE FINANCIAL CORP |
12,673 |
25,000 |
0.16% |
|
|
| 28 |
BANK OF AMERICA CORP /DE/ |
7,455 |
14,000 |
0.09% |
|
|
| 29 |
UBS Group AG |
6,160 |
12,000 |
0.08% |
|
|
| 30 |
ADVISOR GROUP, INC. |
4,600 |
8,000 |
0.05% |
|
|
| 31 |
D.A. DAVIDSON & CO. |
3,687 |
7,000 |
0.05% |
|
|
| 32 |
ROYAL BANK OF CANADA |
3,000 |
6,000 |
0.04% |
|
|
| 33 |
EARNEST PARTNERS LLC |
1,500 |
3,000 |
0.02% |
|
|
| 34 |
CENTRAL TRUST Co |
1,000 |
2,000 |
0.01% |
|
|
| 35 |
MSI Financial Services Inc |
300 |
1,000 |
0.01% |
|
|
| 36 |
PANAGORA ASSET MANAGEMENT INC |
611 |
1,000 |
0.01% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
400 |
1,000 |
0.01% |
|
|
| 38 |
HUNTINGTON NATIONAL BANK |
100 |
0 |
0.00% |
|
|
