| 1 |
CREDIT SUISSE AG/ |
1,705,729 |
6,482,000 |
20.93% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,204,774 |
4,578,000 |
14.78% |
|
|
| 3 |
MORGAN STANLEY |
968,406 |
3,681,000 |
11.88% |
|
|
| 4 |
Reservoir Operations, L.P. |
811,119 |
3,082,000 |
9.95% |
|
|
| 5 |
UNIPLAN INVESTMENT COUNSEL, INC. |
682,764 |
2,594,000 |
8.38% |
|
|
| 6 |
Indaba Capital Management, L.P. |
612,125 |
2,326,000 |
7.51% |
|
|
| 7 |
UBS Group AG |
378,172 |
1,437,000 |
4.64% |
|
|
| 8 |
Bank of New York Mellon Corp |
234,540 |
891,000 |
2.88% |
|
|
| 9 |
ROYCE & ASSOCIATES LP |
204,620 |
778,000 |
2.51% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
191,023 |
725,000 |
2.34% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
159,082 |
605,000 |
1.95% |
|
|
| 12 |
USCA RIA LLC |
146,200 |
556,000 |
1.80% |
|
|
| 13 |
KING LUTHER CAPITAL MANAGEMENT CORP |
130,854 |
497,000 |
1.60% |
|
|
| 14 |
Advisors Asset Management, Inc. |
116,917 |
444,000 |
1.43% |
|
|
| 15 |
CHELSEA COUNSEL CO |
112,311 |
427,000 |
1.38% |
|
|
| 16 |
Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. |
106,483 |
405,000 |
1.31% |
|
|
| 17 |
DELTEC ASSET MANAGEMENT LLC |
53,558 |
204,000 |
0.66% |
|
|
| 18 |
DEUTSCHE BANK AG\ |
48,866 |
185,000 |
0.60% |
|
|
| 19 |
BARD ASSOCIATES INC |
41,115 |
156,000 |
0.50% |
|
|
| 20 |
TWO SIGMA ADVISERS, LP |
33,218 |
126,000 |
0.41% |
|
|
| 21 |
WFG Advisors, LP |
28,007 |
106,000 |
0.34% |
|
|
| 22 |
Legal & General Group Plc |
24,665 |
93,000 |
0.30% |
|
|
| 23 |
GOLDMAN SACHS GROUP INC |
17,985 |
68,000 |
0.22% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
18,070 |
68,000 |
0.22% |
|
|
| 25 |
Commonwealth Equity Services, Inc |
15,500 |
59,000 |
0.19% |
|
|
| 26 |
SG Americas Securities, LLC |
15,000 |
57,000 |
0.18% |
|
|
| 27 |
Creative Planning |
15,000 |
57,000 |
0.18% |
|
|
| 28 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
14,826 |
56,000 |
0.18% |
|
|
| 29 |
LPL Financial LLC |
12,000 |
49,000 |
0.16% |
|
|
| 30 |
CIBC WORLD MARKET INC. |
10,977 |
42,000 |
0.14% |
|
|
| 31 |
CITIGROUP INC |
10,164 |
38,000 |
0.12% |
|
|
| 32 |
BANK OF AMERICA CORP /DE/ |
9,905 |
38,000 |
0.12% |
|
|
| 33 |
D.A. DAVIDSON & CO. |
4,916 |
18,000 |
0.06% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,600 |
17,000 |
0.05% |
|
|
| 35 |
Tower Research Capital LLC (TRC) |
3,175 |
12,000 |
0.04% |
|
|
| 36 |
EARNEST PARTNERS LLC |
1,500 |
6,000 |
0.02% |
|
|
| 37 |
CENTRAL TRUST Co |
1,000 |
4,000 |
0.01% |
|
|
| 38 |
US BANCORP \DE\ |
699 |
3,000 |
0.01% |
|
|
| 39 |
PANAGORA ASSET MANAGEMENT INC |
611 |
2,000 |
0.01% |
|
|
| 40 |
MSI Financial Services Inc |
300 |
1,000 |
0.00% |
|
|
| 41 |
HUNTINGTON NATIONAL BANK |
100 |
0 |
0.00% |
|
|
