| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
2,143,426 |
3,708,000 |
25.00% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
1,383,550 |
2,394,000 |
16.14% |
|
|
| 3 |
TCW GROUP INC |
1,194,830 |
2,067,000 |
13.94% |
|
|
| 4 |
MORGAN STANLEY |
972,560 |
1,683,000 |
11.35% |
|
|
| 5 |
UNIPLAN INVESTMENT COUNSEL, INC. |
707,248 |
1,223,000 |
8.25% |
|
|
| 6 |
Indaba Capital Management, L.P. |
612,125 |
1,059,000 |
7.14% |
|
|
| 7 |
Reservoir Operations, L.P. |
301,840 |
522,000 |
3.52% |
|
|
| 8 |
CARLEON CAPITAL PARTNERS LLC |
267,572 |
479,000 |
3.23% |
|
|
| 9 |
ROYCE & ASSOCIATES LP |
154,620 |
267,000 |
1.80% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
117,431 |
203,000 |
1.37% |
|
|
| 11 |
Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. |
106,483 |
184,000 |
1.24% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
101,582 |
176,000 |
1.19% |
|
|
| 13 |
DELTEC ASSET MANAGEMENT LLC |
96,526 |
167,000 |
1.13% |
|
|
| 14 |
INTRINSIC EDGE CAPITAL MANAGEMENT LLC |
87,440 |
151,000 |
1.02% |
|
|
| 15 |
Legal & General Group Plc |
39,283 |
68,000 |
0.46% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
38,755 |
67,000 |
0.45% |
|
|
| 17 |
MACKENZIE FINANCIAL CORP |
38,676 |
67,000 |
0.45% |
|
|
| 18 |
BARD ASSOCIATES INC |
33,615 |
58,000 |
0.39% |
|
|
| 19 |
WFG Advisors, LP |
28,155 |
49,000 |
0.33% |
|
|
| 20 |
Virtu KCG Holdings LLC |
25,703 |
44,000 |
0.30% |
|
|
| 21 |
CITADEL ADVISORS LLC |
23,467 |
41,000 |
0.28% |
|
|
| 22 |
USCA RIA LLC |
21,391 |
37,000 |
0.25% |
|
|
| 23 |
Creative Planning |
20,000 |
35,000 |
0.24% |
|
|
| 24 |
SG Americas Securities, LLC |
15,000 |
26,000 |
0.18% |
|
|
| 25 |
UBS Group AG |
12,002 |
21,000 |
0.14% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
6,356 |
11,000 |
0.07% |
|
|
| 27 |
ADVISOR GROUP, INC. |
5,300 |
9,000 |
0.06% |
|
|
| 28 |
ROYAL BANK OF CANADA |
4,497 |
8,000 |
0.05% |
|
|
| 29 |
EARNEST PARTNERS LLC |
1,500 |
3,000 |
0.02% |
|
|
| 30 |
MSI Financial Services Inc |
300 |
1,000 |
0.01% |
|
|
| 31 |
Walleye Trading LLC |
300 |
1,000 |
0.01% |
|
|
| 32 |
PANAGORA ASSET MANAGEMENT INC |
611 |
1,000 |
0.01% |
|
|
