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OHA INVT CORP
OHA INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $14,830,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 300 1,000 0.01%
2 Walleye Trading LLC 300 1,000 0.01%
3 PANAGORA ASSET MANAGEMENT INC 611 1,000 0.01%
4 EARNEST PARTNERS LLC 1,500 3,000 0.02%
5 ROYAL BANK OF CANADA 4,497 8,000 0.05%
6 ADVISOR GROUP, INC. 5,300 9,000 0.06%
7 BANK OF AMERICA CORP /DE/ 6,356 11,000 0.07%
8 UBS Group AG 12,002 21,000 0.14%
9 SG Americas Securities, LLC 15,000 26,000 0.18%
10 Creative Planning 20,000 35,000 0.24%
11 USCA RIA LLC 21,391 37,000 0.25%
12 CITADEL ADVISORS LLC 23,467 41,000 0.28%
13 Virtu KCG Holdings LLC 25,703 44,000 0.30%
14 WFG Advisors, LP 28,155 49,000 0.33%
15 BARD ASSOCIATES INC 33,615 58,000 0.39%
16 MACKENZIE FINANCIAL CORP 38,676 67,000 0.45%
17 Commonwealth Equity Services, Inc 38,755 67,000 0.45%
18 Legal & General Group Plc 39,283 68,000 0.46%
19 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 87,440 151,000 1.02%
20 DELTEC ASSET MANAGEMENT LLC 96,526 167,000 1.13%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 101,582 176,000 1.19%
22 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 106,483 184,000 1.24%
23 RAYMOND JAMES & ASSOCIATES 117,431 203,000 1.37%
24 ROYCE & ASSOCIATES LP 154,620 267,000 1.80%
25 CARLEON CAPITAL PARTNERS LLC 267,572 479,000 3.23%
26 Reservoir Operations, L.P. 301,840 522,000 3.52%
27 Indaba Capital Management, L.P. 612,125 1,059,000 7.14%
28 UNIPLAN INVESTMENT COUNSEL, INC. 707,248 1,223,000 8.25%
29 MORGAN STANLEY 972,560 1,683,000 11.35%
30 TCW GROUP INC 1,194,830 2,067,000 13.94%
31 WELLS FARGO & COMPANY/MN 1,383,550 2,394,000 16.14%
32 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,143,426 3,708,000 25.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.