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OHA INVT CORP
OHA INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 25 Institutional holders with a total value of $10,854,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,264,826 3,488,000 32.14%
2 WELLS FARGO & COMPANY/MN 1,360,004 2,094,000 19.29%
3 TCW GROUP INC 1,194,830 1,840,000 16.95%
4 UNIPLAN INVESTMENT COUNSEL, INC. 734,961 1,131,000 10.42%
5 Reservoir Operations, L.P. 301,840 465,000 4.28%
6 CARLEON CAPITAL PARTNERS LLC 267,572 417,000 3.84%
7 ROYCE & ASSOCIATES LP 154,620 238,000 2.19%
8 DELTEC ASSET MANAGEMENT LLC 140,052 216,000 1.99%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 131,195 202,000 1.86%
10 RAYMOND JAMES & ASSOCIATES 115,502 178,000 1.64%
11 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 106,483 164,000 1.51%
12 MACKENZIE FINANCIAL CORP 56,202 87,000 0.80%
13 Legal & General Group Plc 39,283 60,000 0.55%
14 Commonwealth Equity Services, Inc 38,755 60,000 0.55%
15 WFG Advisors, LP 29,022 45,000 0.41%
16 Creative Planning 29,250 45,000 0.41%
17 ROYAL BANK OF CANADA 25,851 40,000 0.37%
18 USCA RIA LLC 21,391 33,000 0.30%
19 Virtu KCG Holdings LLC 13,407 21,000 0.19%
20 BANK OF AMERICA CORP /DE/ 8,357 13,000 0.12%
21 ADVISOR GROUP, INC. 5,300 8,000 0.07%
22 MORGAN STANLEY 4,746 7,000 0.06%
23 UBS Group AG 534 1,000 0.01%
24 PANAGORA ASSET MANAGEMENT INC 611 1,000 0.01%
25 Walleye Trading LLC 300 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.