| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,564,055 | 21,927,000 | 20.40% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 746,556 | 10,467,000 | 9.74% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,821 | 7,582,000 | 7.05% | ||
| 4 | Advisors Asset Management, Inc. | 473,805 | 6,643,000 | 6.18% | ||
| 5 | OAK HILL ADVISORS LP | 466,587 | 6,542,000 | 6.09% | ||
| 6 | UBS Group AG | 361,134 | 5,063,000 | 4.71% | ||
| 7 | PT ASSET MANAGEMENT, LLC | 318,774 | 4,469,000 | 4.16% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 280,403 | 3,931,000 | 3.66% | ||
| 9 | NEW VERNON INVESTMENT MANAGEMENT LLC | 271,000 | 3,799,000 | 3.53% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 244,223 | 3,424,000 | 3.19% | ||
| 11 | GOLDMAN SACHS GROUP INC | 170,392 | 2,389,000 | 2.22% | ||
| 12 | AQR ARBITRAGE LLC | 164,725 | 2,309,000 | 2.15% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 152,602 | 2,140,000 | 1.99% | ||
| 14 | Karpus Management, Inc. | 151,383 | 2,122,000 | 1.97% | ||
| 15 | Global Endowment Management, LP | 145,000 | 2,033,000 | 1.89% | ||
| 16 | WELLS FARGO & COMPANY/MN | 139,661 | 1,958,000 | 1.82% | ||
| 17 | BB&T SECURITIES, LLC | 13,267 | 1,860,000 | 1.73% | ||
| 18 | STIFEL FINANCIAL CORP | 127,274 | 1,784,000 | 1.66% | ||
| 19 | JFS WEALTH ADVISORS, LLC | 112,743 | 1,581,000 | 1.47% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 102,897 | 1,443,000 | 1.34% | ||
| 21 | VAN ECK ASSOCIATES CORP | 84,354 | 1,183,000 | 1.10% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 84,169 | 1,180,000 | 1.10% | ||
| 23 | LPL Financial LLC | 57,960 | 813,000 | 0.76% | ||
| 24 | Tradewinds Capital Management, LLC | 54,452 | 763,000 | 0.71% | ||
| 25 | NATIONAL PLANNING CORP | 53,888 | 738,000 | 0.69% | ||
| 26 | Commonwealth Equity Services, Inc | 45,067 | 632,000 | 0.59% | ||
| 27 | DOLIVER ADVISORS, LP | 43,002 | 603,000 | 0.56% | ||
| 28 | Rehmann Capital Advisory Group | 40,301 | 565,000 | 0.53% | ||
| 29 | West Family Investments, Inc. | 37,251 | 522,000 | 0.49% | ||
| 30 | Invesco Ltd. | 37,026 | 519,000 | 0.48% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 35,671 | 500,000 | 0.47% | ||
| 32 | ROYAL BANK OF CANADA | 32,288 | 453,000 | 0.42% | ||
| 33 | DRW Securities, LLC | 29,957 | 420,000 | 0.39% | ||
| 34 | OPPENHEIMER & CO INC | 27,665 | 388,000 | 0.36% | ||
| 35 | Horizon Kinetics LLC | 24,501 | 344,000 | 0.32% | ||
| 36 | FIFTH THIRD BANCORP | 23,360 | 328,000 | 0.31% | ||
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 23,194 | 325,000 | 0.30% | ||
| 38 | INTEGRATED WEALTH MANAGEMENT | 18,610 | 260,000 | 0.24% | ||
| 39 | KEYBANK NATIONAL ASSOCIATION/OH | 17,600 | 247,000 | 0.23% | ||
| 40 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,912 | 237,000 | 0.22% | ||
| 41 | Pine River Capital Management L.P. | 16,523 | 231,000 | 0.21% | ||
| 42 | Investors Capital Advisory Services | 14,748 | 206,000 | 0.19% | ||
| 43 | First Allied Advisory Services, Inc. | 14,740 | 206,000 | 0.19% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 14,230 | 200,000 | 0.19% | ||
| 45 | BENJAMIN F. EDWARDS & COMPANY, INC. | 14,082 | 197,000 | 0.18% | ||
| 46 | HighTower Advisors, LLC | 13,825 | 194,000 | 0.18% | ||
| 47 | Robert W. Baird & Co. Inc | 13,716 | 192,000 | 0.18% | ||
| 48 | US BANCORP \DE\ | 11,637 | 163,000 | 0.15% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,508 | 161,000 | 0.15% | ||
| 50 | Sigma Planning Corp | 11,385 | 160,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
