| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,801,819 | 25,406,000 | 20.14% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 917,131 | 12,932,000 | 10.25% | ||
| 3 | Karpus Management, Inc. | 526,144 | 7,419,000 | 5.88% | ||
| 4 | OAK HILL ADVISORS LP | 466,587 | 6,579,000 | 5.22% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 455,163 | 6,418,000 | 5.09% | ||
| 6 | Advisors Asset Management, Inc. | 424,885 | 5,991,000 | 4.75% | ||
| 7 | UBS Group AG | 405,589 | 5,719,000 | 4.53% | ||
| 8 | JPMORGAN CHASE & CO | 389,350 | 5,490,000 | 4.35% | ||
| 9 | Fiera Capital Corp | 335,180 | 4,726,000 | 3.75% | ||
| 10 | NEW VERNON INVESTMENT MANAGEMENT LLC | 271,000 | 3,821,000 | 3.03% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 255,742 | 3,606,000 | 2.86% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 255,463 | 3,603,000 | 2.86% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 204,216 | 2,879,000 | 2.28% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 161,278 | 2,274,000 | 1.80% | ||
| 15 | LPL Financial LLC | 151,397 | 2,159,000 | 1.71% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 149,297 | 2,105,000 | 1.67% | ||
| 17 | WELLS FARGO & COMPANY/MN | 146,983 | 2,072,000 | 1.64% | ||
| 18 | STIFEL FINANCIAL CORP | 126,455 | 1,783,000 | 1.41% | ||
| 19 | JFS WEALTH ADVISORS, LLC | 122,155 | 1,722,000 | 1.37% | ||
| 20 | AQR ARBITRAGE LLC | 118,780 | 1,675,000 | 1.33% | ||
| 21 | VAN ECK ASSOCIATES CORP | 114,117 | 1,609,000 | 1.28% | ||
| 22 | Bank of New York Mellon Corp | 83,404 | 1,176,000 | 0.93% | ||
| 23 | RELATIVE VALUE PARTNERS GROUP, LLC | 76,878 | 1,084,000 | 0.86% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 71,187 | 1,004,000 | 0.80% | ||
| 25 | 1832 Asset Management L.P. | 63,600 | 902,000 | 0.72% | ||
| 26 | Tradewinds Capital Management, LLC | 62,702 | 884,000 | 0.70% | ||
| 27 | NATIONAL PLANNING CORP | 57,888 | 832,000 | 0.66% | ||
| 28 | ROYAL BANK OF CANADA | 54,689 | 771,000 | 0.61% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 51,015 | 719,000 | 0.57% | ||
| 30 | Global Endowment Management, LP | 45,000 | 635,000 | 0.50% | ||
| 31 | Commonwealth Equity Services, Inc | 44,297 | 625,000 | 0.50% | ||
| 32 | Rehmann Capital Advisory Group | 40,705 | 574,000 | 0.46% | ||
| 33 | RAYMOND JAMES & ASSOCIATES | 40,199 | 567,000 | 0.45% | ||
| 34 | West Family Investments, Inc. | 37,251 | 525,000 | 0.42% | ||
| 35 | HighTower Advisors, LLC | 28,372 | 400,000 | 0.32% | ||
| 36 | Carnick & Kubik, LLC | 25,997 | 367,000 | 0.29% | ||
| 37 | OPPENHEIMER & CO INC | 22,655 | 319,000 | 0.25% | ||
| 38 | Horizon Kinetics LLC | 22,038 | 311,000 | 0.25% | ||
| 39 | FIFTH THIRD BANCORP | 21,850 | 308,000 | 0.24% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 20,636 | 291,000 | 0.23% | ||
| 41 | BB&T SECURITIES, LLC | 17,667 | 249,000 | 0.20% | ||
| 42 | Pine River Capital Management L.P. | 16,523 | 233,000 | 0.18% | ||
| 43 | First Allied Advisory Services, Inc. | 16,281 | 230,000 | 0.18% | ||
| 44 | BENJAMIN F. EDWARDS & COMPANY, INC. | 16,263 | 229,000 | 0.18% | ||
| 45 | INTEGRATED WEALTH MANAGEMENT | 15,610 | 220,000 | 0.17% | ||
| 46 | Investors Capital Advisory Services | 15,440 | 217,000 | 0.17% | ||
| 47 | SG Americas Securities, LLC | 14,719 | 208,000 | 0.16% | ||
| 48 | VICUS CAPITAL | 14,659 | 207,000 | 0.16% | ||
| 49 | US BANCORP \DE\ | 12,914 | 182,000 | 0.14% | ||
| 50 | MSI Financial Services Inc | 12,202 | 172,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
