| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,637,690 | 21,519,000 | 20.79% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 847,578 | 11,137,000 | 10.76% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,821 | 7,106,000 | 6.86% | ||
| 4 | Advisors Asset Management, Inc. | 504,387 | 6,628,000 | 6.40% | ||
| 5 | OAK HILL ADVISORS LP | 466,587 | 6,131,000 | 5.92% | ||
| 6 | UBS Group AG | 393,207 | 5,167,000 | 4.99% | ||
| 7 | Karpus Management, Inc. | 347,608 | 4,568,000 | 4.41% | ||
| 8 | NEW VERNON INVESTMENT MANAGEMENT LLC | 271,000 | 3,561,000 | 3.44% | ||
| 9 | PT ASSET MANAGEMENT, LLC | 240,034 | 3,154,000 | 3.05% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 220,339 | 2,895,000 | 2.80% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 192,561 | 2,531,000 | 2.45% | ||
| 12 | AQR ARBITRAGE LLC | 172,604 | 2,268,000 | 2.19% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 149,297 | 1,962,000 | 1.90% | ||
| 14 | Global Endowment Management, LP | 145,000 | 1,905,000 | 1.84% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 143,495 | 1,886,000 | 1.82% | ||
| 16 | WELLS FARGO & COMPANY/MN | 137,958 | 1,813,000 | 1.75% | ||
| 17 | STIFEL FINANCIAL CORP | 130,195 | 1,711,000 | 1.65% | ||
| 18 | JFS WEALTH ADVISORS, LLC | 117,968 | 1,550,000 | 1.50% | ||
| 19 | VAN ECK ASSOCIATES CORP | 94,674 | 1,244,000 | 1.20% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 84,894 | 1,116,000 | 1.08% | ||
| 21 | LPL Financial LLC | 75,878 | 994,000 | 0.96% | ||
| 22 | Liberty Street Advisors, Inc. | 69,799 | 917,000 | 0.89% | ||
| 23 | NATIONAL PLANNING CORP | 57,888 | 784,000 | 0.76% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 55,125 | 724,000 | 0.70% | ||
| 25 | Tradewinds Capital Management, LLC | 52,252 | 687,000 | 0.66% | ||
| 26 | RELATIVE VALUE PARTNERS GROUP, LLC | 49,541 | 651,000 | 0.63% | ||
| 27 | Rehmann Capital Advisory Group | 40,417 | 531,000 | 0.51% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 40,344 | 530,000 | 0.51% | ||
| 29 | Commonwealth Equity Services, Inc | 39,984 | 525,000 | 0.51% | ||
| 30 | West Family Investments, Inc. | 37,251 | 489,000 | 0.47% | ||
| 31 | ROYAL BANK OF CANADA | 36,453 | 479,000 | 0.46% | ||
| 32 | WOLVERINE ASSET MANAGEMENT LLC | 34,612 | 454,000 | 0.44% | ||
| 33 | OPPENHEIMER & CO INC | 31,765 | 417,000 | 0.40% | ||
| 34 | HighTower Advisors, LLC | 27,925 | 367,000 | 0.35% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 24,863 | 327,000 | 0.32% | ||
| 36 | Horizon Kinetics LLC | 24,501 | 322,000 | 0.31% | ||
| 37 | Invesco Ltd. | 23,029 | 303,000 | 0.29% | ||
| 38 | FIFTH THIRD BANCORP | 21,850 | 287,000 | 0.28% | ||
| 39 | DRW Securities, LLC | 19,900 | 261,000 | 0.25% | ||
| 40 | KEYBANK NATIONAL ASSOCIATION/OH | 17,600 | 231,000 | 0.22% | ||
| 41 | INTEGRATED WEALTH MANAGEMENT | 17,610 | 231,000 | 0.22% | ||
| 42 | BB&T SECURITIES, LLC | 16,667 | 219,000 | 0.21% | ||
| 43 | Pine River Capital Management L.P. | 16,523 | 218,000 | 0.21% | ||
| 44 | BENJAMIN F. EDWARDS & COMPANY, INC. | 15,990 | 210,000 | 0.20% | ||
| 45 | First Allied Advisory Services, Inc. | 15,485 | 203,000 | 0.20% | ||
| 46 | Investors Capital Advisory Services | 14,781 | 194,000 | 0.19% | ||
| 47 | US BANCORP \DE\ | 11,901 | 156,000 | 0.15% | ||
| 48 | DOLIVER ADVISORS, LP | 11,848 | 156,000 | 0.15% | ||
| 49 | Virtu KCG Holdings LLC | 11,097 | 146,000 | 0.14% | ||
| 50 | Bank of New York Mellon Corp | 10,775 | 142,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
