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NUVEEN PREM INCOME MUN FD 4 COM
NUVEEN PREM INCOME MUN FD 4 COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 43 Institutional holders with a total value of $57,537,180.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,935,686 25,241,000 43.87%
2 Invesco Ltd. 464,058 6,051,000 10.52%
3 BANK OF AMERICA CORP /DE/ 424,086 5,530,000 9.61%
4 WELLS FARGO & COMPANY/MN 295,744 3,857,000 6.70%
5 UBS Group AG 230,091 3,001,000 5.22%
6 COHEN & STEERS, INC. 148,286 1,934,000 3.36%
7 MACROVIEW INVESTMENT MANAGEMENT LLC 135,386 1,765,000 3.07%
8 Advisors Asset Management, Inc. 125,361 1,635,000 2.84%
9 VAN ECK ASSOCIATES CORP 59,611 777,000 1.35%
10 Horizon Kinetics LLC 57,198 746,000 1.30%
11 LPL Financial LLC 55,525 727,000 1.26%
12 GUGGENHEIM CAPITAL LLC 50,280 656,000 1.14%
13 Summit Financial Wealth Advisors, LLC 50,331 656,000 1.14%
14 HighTower Advisors, LLC 49,766 650,000 1.13%
15 Commonwealth Equity Services, Inc 33,762 440,000 0.76%
16 Capital Investment Advisors, LLC 24,884 324,000 0.56%
17 Tradewinds Capital Management, LLC 22,850 298,000 0.52%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 22,171 289,000 0.50%
19 Stratos Wealth Partners, LTD. 22,067 288,000 0.50%
20 Cambridge Investment Research Advisors, Inc. 21,736 283,000 0.49%
21 STIFEL FINANCIAL CORP 20,524 268,000 0.47%
22 COMMERCE BANK 19,725 257,000 0.45%
23 Creative Planning 15,055 196,000 0.34%
24 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,475 189,000 0.33%
25 ROYAL BANK OF CANADA 13,102 171,000 0.30%
26 CULLEN/FROST BANKERS, INC. 12,065 157,000 0.27%
27 BAIRD FINANCIAL GROUP, INC. 11,973 156,000 0.27%
28 CREDIT SUISSE AG/ 11,500 150,000 0.26%
29 Laurion Capital Management LP 11,286 147,000 0.26%
30 BB&T SECURITIES, LLC 10,648 138,000 0.24%
31 VICUS CAPITAL 10,420 136,000 0.24%
32 KRILOGY FINANCIAL LLC 6,255 82,000 0.14%
33 Brick & Kyle, Associates 5,000 65,000 0.11%
34 ENTERPRISE FINANCIAL SERVICES CORP 4,400 57,000 0.10%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,390 57,000 0.10%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 3,727 49,000 0.09%
37 FIFTH THIRD BANCORP 3,000 39,000 0.07%
38 PNC FINANCIAL SERVICES GROUP, INC. 1,754 23,000 0.04%
39 Waverly Advisors, LLC 1,468 19,000 0.03%
40 CAPTRUST FINANCIAL ADVISORS 1,018 13,000 0.02%
41 Sandy Spring Bank 958 12,000 0.02%
42 AMERICAN INTERNATIONAL GROUP, INC. 350 5,000 0.01%
43 Hurley Capital, LLC 240 3,180 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.