| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,654,268 | 21,058,000 | 30.49% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,821 | 7,247,000 | 10.49% | ||
| 3 | Invesco Ltd. | 553,712 | 7,049,000 | 10.21% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 410,010 | 5,219,000 | 7.56% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 387,271 | 4,930,000 | 7.14% | ||
| 6 | WELLS FARGO & COMPANY/MN | 280,789 | 3,574,000 | 5.18% | ||
| 7 | COHEN & STEERS, INC. | 177,202 | 2,256,000 | 3.27% | ||
| 8 | Horizon Kinetics LLC | 152,273 | 1,938,000 | 2.81% | ||
| 9 | MACKAY SHIELDS LLC | 144,999 | 1,846,000 | 2.67% | ||
| 10 | UBS AG | 120,043 | 1,528,000 | 2.21% | ||
| 11 | GOLDMAN SACHS GROUP INC | 113,097 | 1,440,000 | 2.09% | ||
| 12 | BB&T SECURITIES, LLC | 10,621 | 1,352,000 | 1.96% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 67,159 | 855,000 | 1.24% | ||
| 14 | LPL Financial LLC | 59,844 | 768,000 | 1.11% | ||
| 15 | Whitnell & Co. | 60,325 | 768,000 | 1.11% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 55,189 | 703,000 | 1.02% | ||
| 17 | Allianz Asset Management GmbH | 55,000 | 700,000 | 1.01% | ||
| 18 | HighTower Advisors, LLC | 50,860 | 647,000 | 0.94% | ||
| 19 | VAN ECK ASSOCIATES CORP | 41,672 | 530,000 | 0.77% | ||
| 20 | Advisors Asset Management, Inc. | 33,679 | 429,000 | 0.62% | ||
| 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 31,507 | 401,000 | 0.58% | ||
| 22 | Commonwealth Equity Services, Inc | 31,096 | 396,000 | 0.57% | ||
| 23 | Virtu KCG Holdings LLC | 28,674 | 365,000 | 0.53% | ||
| 24 | Capital Investment Advisors, LLC | 26,228 | 334,000 | 0.48% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 22,636 | 288,000 | 0.42% | ||
| 26 | MARINER INVESTMENT GROUP LLC | 21,750 | 277,000 | 0.40% | ||
| 27 | Tradewinds Capital Management, LLC | 21,250 | 271,000 | 0.39% | ||
| 28 | STIFEL FINANCIAL CORP | 21,023 | 268,000 | 0.39% | ||
| 29 | DOLIVER ADVISORS, LP | 18,995 | 242,000 | 0.35% | ||
| 30 | NWAM LLC | 16,887 | 215,000 | 0.31% | ||
| 31 | COMMERCE BANK | 15,600 | 199,000 | 0.29% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,438 | 171,000 | 0.25% | ||
| 33 | CULLEN/FROST BANKERS, INC. | 12,065 | 154,000 | 0.22% | ||
| 34 | ROYAL BANK OF CANADA | 9,527 | 121,000 | 0.18% | ||
| 35 | BARCLAYS PLC | 10,000 | 120,000 | 0.17% | ||
| 36 | WOLVERINE ASSET MANAGEMENT LLC | 6,635 | 84,000 | 0.12% | ||
| 37 | Creative Planning | 5,666 | 72,000 | 0.10% | ||
| 38 | ENTERPRISE FINANCIAL SERVICES CORP | 4,400 | 56,000 | 0.08% | ||
| 39 | FIFTH THIRD BANCORP | 2,500 | 32,000 | 0.05% | ||
| 40 | NEW ENGLAND SECURITIES CORP /MA/ | 2,243 | 29,000 | 0.04% | ||
| 41 | First Horizon Advisors, Inc. | 2,232 | 28,000 | 0.04% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,162 | 28,000 | 0.04% | ||
| 43 | Financial Architects, Inc | 1,590 | 20,000 | 0.03% | ||
| 44 | Waverly Advisors, LLC | 1,468 | 19,000 | 0.03% | ||
| 45 | Sandy Spring Bank | 958 | 12,000 | 0.02% | ||
| 46 | Plante Moran Financial Advisors, LLC | 651 | 8,000 | 0.01% | ||
| 47 | COLONY GROUP LLC | 525 | 7,000 | 0.01% | ||
| 48 | AMERICAN INTERNATIONAL GROUP, INC. | 350 | 4,456 | 0.01% | ||
| 49 | Tower Research Capital LLC (TRC) | 186 | 2,000 | 0.00% | ||
| 50 | CITIGROUP INC | 43 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
