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NUVEEN PREM INCOME MUN FD 4 COM
NUVEEN PREM INCOME MUN FD 4 COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 40 Institutional holders with a total value of $57,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,926,734 25,202,000 43.86%
2 Invesco Ltd. 477,593 6,247,000 10.87%
3 BANK OF AMERICA CORP /DE/ 433,180 5,666,000 9.86%
4 WELLS FARGO & COMPANY/MN 291,368 3,812,000 6.63%
5 MACROVIEW INVESTMENT MANAGEMENT LLC 163,256 2,135,000 3.72%
6 Advisors Asset Management, Inc. 158,520 2,073,000 3.61%
7 COHEN & STEERS, INC. 153,507 2,008,000 3.49%
8 UBS Group AG 125,988 1,648,000 2.87%
9 Liberty Street Advisors, Inc. 84,571 1,106,000 1.92%
10 Horizon Kinetics LLC 62,398 816,000 1.42%
11 VAN ECK ASSOCIATES CORP 55,381 724,000 1.26%
12 LPL Financial LLC 54,196 714,000 1.24%
13 GUGGENHEIM CAPITAL LLC 51,994 680,000 1.18%
14 HighTower Advisors, LLC 49,358 646,000 1.12%
15 Summit Financial Wealth Advisors, LLC 48,331 632,000 1.10%
16 Commonwealth Equity Services, Inc 33,696 441,000 0.77%
17 Capital Investment Advisors, LLC 26,292 344,000 0.60%
18 STIFEL FINANCIAL CORP 23,002 301,000 0.52%
19 Tradewinds Capital Management, LLC 22,850 299,000 0.52%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 21,877 286,000 0.50%
21 COMMERCE BANK 19,725 258,000 0.45%
22 Cambridge Investment Research Advisors, Inc. 17,736 232,000 0.40%
23 Creative Planning 15,055 197,000 0.34%
24 CULLEN/FROST BANKERS, INC. 12,065 158,000 0.27%
25 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,225 147,000 0.26%
26 ROYAL BANK OF CANADA 11,148 146,000 0.25%
27 BB&T SECURITIES, LLC 10,648 139,000 0.24%
28 Brick & Kyle, Associates 5,000 65,000 0.11%
29 PNC FINANCIAL SERVICES GROUP, INC. 4,754 62,000 0.11%
30 ENTERPRISE FINANCIAL SERVICES CORP 4,400 58,000 0.10%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,164 54,000 0.09%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 3,669 48,000 0.08%
33 FIFTH THIRD BANCORP 2,500 33,000 0.06%
34 Financial Architects, Inc 1,590 21,000 0.04%
35 Waverly Advisors, LLC 1,468 19,000 0.03%
36 Sandy Spring Bank 958 13,000 0.02%
37 SIGNATUREFD, LLC 1,026 13,000 0.02%
38 CAPTRUST FINANCIAL ADVISORS 1,018 13,000 0.02%
39 Tower Research Capital LLC (TRC) 427 6,000 0.01%
40 AMERICAN INTERNATIONAL GROUP, INC. 350 4,578 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.