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NUVEEN PREM INCOME MUN FD 4 COM
NUVEEN PREM INCOME MUN FD 4 COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 47 Institutional holders with a total value of $62,103,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,016,003 26,974,000 43.43%
2 Invesco Ltd. 344,554 4,610,000 7.42%
3 WELLS FARGO & COMPANY/MN 312,386 4,180,000 6.73%
4 BANK OF AMERICA CORP /DE/ 301,993 4,041,000 6.51%
5 UBS Group AG 287,971 3,853,000 6.20%
6 ROBINSON CAPITAL MANAGEMENT, LLC 202,453 2,709,000 4.36%
7 COHEN & STEERS, INC. 145,039 1,941,000 3.13%
8 Laurion Capital Management LP 138,707 1,856,000 2.99%
9 Advisors Asset Management, Inc. 117,684 1,575,000 2.54%
10 LPL Financial LLC 97,975 1,330,000 2.14%
11 MACROVIEW INVESTMENT MANAGEMENT LLC 70,612 945,000 1.52%
12 VAN ECK ASSOCIATES CORP 68,910 922,000 1.48%
13 Horizon Kinetics LLC 56,598 757,000 1.22%
14 Summit Financial Wealth Advisors, LLC 53,331 714,000 1.15%
15 HighTower Advisors, LLC 49,766 666,000 1.07%
16 STIFEL FINANCIAL CORP 38,393 514,000 0.83%
17 Commonwealth Equity Services, Inc 34,337 459,000 0.74%
18 SG Americas Securities, LLC 32,945 441,000 0.71%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 31,331 419,000 0.67%
20 Capital Investment Advisors, LLC 25,084 336,000 0.54%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23,273 311,000 0.50%
22 Tradewinds Capital Management, LLC 22,850 306,000 0.49%
23 Stratos Wealth Partners, LTD. 22,067 295,000 0.48%
24 BAIRD FINANCIAL GROUP, INC. 21,093 282,000 0.45%
25 COMMERCE BANK 19,725 264,000 0.43%
26 CREDIT SUISSE AG/ 15,500 207,000 0.33%
27 Creative Planning 15,055 201,000 0.32%
28 CULLEN/FROST BANKERS, INC. 12,065 161,000 0.26%
29 OPTIMUM INVESTMENT ADVISORS 10,979 147,000 0.24%
30 ROYAL BANK OF CANADA 7,706 103,000 0.17%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 6,820 91,000 0.15%
32 KRILOGY FINANCIAL LLC 6,255 84,000 0.14%
33 Brick & Kyle, Associates 5,000 67,000 0.11%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,524 61,000 0.10%
35 ENTERPRISE FINANCIAL SERVICES CORP 4,400 59,000 0.10%
36 FIFTH THIRD BANCORP 3,000 40,000 0.06%
37 BANK OF MONTREAL /CAN/ 2,850 38,000 0.06%
38 IFP ADVISORS, INC 2,360 32,000 0.05%
39 PNC FINANCIAL SERVICES GROUP, INC. 1,754 24,000 0.04%
40 ALLEGIS INVESTMENT ADVISORS, LLC 1,455 19,000 0.03%
41 MSI Financial Services Inc 1,300 17,000 0.03%
42 CAPTRUST FINANCIAL ADVISORS 1,018 14,000 0.02%
43 Sandy Spring Bank 958 13,000 0.02%
44 NEXT Financial Group, Inc 900 12,000 0.02%
45 MOSAIC FAMILY WEALTH, LLC 521 6,000 0.01%
46 AMERICAN INTERNATIONAL GROUP, INC. 350 5,000 0.01%
47 NORTHERN TRUST CORP 18,500 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.