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NUVEEN QUALITY INCOME MUNI FUND
NUVEEN QUALITY INCOME MUNI FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 75 Institutional holders with a total value of $119,957,258.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 2,054,873 27,309,000 22.77%
2 BANK OF AMERICA CORP /DE/ 1,701,151 22,608,000 18.85%
3 MORGAN STANLEY 719,892 9,568,000 7.98%
4 Oxbow Advisors, LLC 609,756 8,104,000 6.76%
5 MACKAY SHIELDS LLC 473,190 6,289,000 5.24%
6 Advisors Asset Management, Inc. 288,886 3,839,000 3.20%
7 LPL Financial LLC 280,289 3,725,000 3.11%
8 WELLS FARGO & COMPANY/MN 262,451 3,489,000 2.91%
9 Invesco Ltd. 224,407 2,982,000 2.49%
10 UBS AG 222,624 2,959,000 2.47%
11 GUGGENHEIM CAPITAL LLC 221,594 2,944,000 2.45%
12 AQR CAPITAL MANAGEMENT LLC 186,888 2,484,000 2.07%
13 Global Endowment Management, LP 181,250 2,409,000 2.01%
14 PNC FINANCIAL SERVICES GROUP, INC. 152,120 2,022,000 1.69%
15 Commonwealth Equity Services, Inc 148,555 1,974,000 1.65%
16 MARINER INVESTMENT GROUP LLC 125,418 1,667,000 1.39%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 118,982 1,581,000 1.32%
18 HighTower Advisors, LLC 95,449 1,269,000 1.06%
19 Gruss Capital Management LP 78,877 1,048,000 0.87%
20 AKANTHOS CAPITAL MANAGEMENT LLC 75,000 997,000 0.83%
21 RIVERNORTH CAPITAL MANAGEMENT, LLC 68,479 910,000 0.76%
22 Horizon Kinetics LLC 58,181 773,000 0.64%
23 Allianz Asset Management GmbH 55,000 731,000 0.61%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50,767 675,000 0.56%
25 VAN ECK ASSOCIATES CORP 45,815 609,000 0.51%
26 TFS CAPITAL LLC 41,420 550,000 0.46%
27 Capital Investment Advisors, LLC 33,547 445,835 0.37%
28 STIFEL FINANCIAL CORP 28,538 379,000 0.32%
29 Rehmann Capital Advisory Group 28,000 372,000 0.31%
30 Cambridge Investment Research Advisors, Inc. 25,849 344,000 0.29%
31 COMMERCE BANK 24,680 328,000 0.27%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,256 322,000 0.27%
33 CITIGROUP INC 23,200 308,000 0.26%
34 RAYMOND JAMES & ASSOCIATES 22,321 297,000 0.25%
35 Bank of New York Mellon Corp 19,079 254,000 0.21%
36 SEGALL BRYANT & HAMILL, LLC 18,645 248,000 0.21%
37 SignalPoint Asset Management, LLC 16,700 222,000 0.19%
38 BANK OF MONTREAL /CAN/ 16,200 215,000 0.18%
39 GREAT LAKES ADVISORS, LLC 16,081 214,000 0.18%
40 Cetera Advisors LLC 16,009 213,000 0.18%
41 KMS FINANCIAL SERVICES, INC 15,585 207,000 0.17%
42 SUNFLOWER BANK, NA WEALTH MANAGEMENT 14,000 186,000 0.16%
43 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 13,700 182,000 0.15%
44 VICUS CAPITAL 12,945 172,000 0.14%
45 Goelzer Investment Management, Inc. 12,000 159,000 0.13%
46 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,794 143,000 0.12%
47 HOLLENCREST CAPITAL MANAGEMENT 10,690 142,000 0.12%
48 ALLIANCEBERNSTEIN L.P. 9,974 133,000 0.11%
49 MUFG Americas Holdings Corp 9,393 125,000 0.10%
50 ROYAL BANK OF CANADA 9,315 124,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.