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NUVEEN QUALITY INCOME MUNI FUND
NUVEEN QUALITY INCOME MUNI FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 88 Institutional holders with a total value of $92,069,454.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,026,544 14,556,000 15.81%
2 MORGAN STANLEY 1,015,343 14,397,000 15.64%
3 WELLS FARGO & COMPANY/MN 944,334 13,390,000 14.54%
4 UBS Group AG 440,950 6,253,000 6.79%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 234,251 3,322,000 3.61%
6 ROBINSON CAPITAL MANAGEMENT, LLC 215,375 3,054,000 3.32%
7 GUGGENHEIM CAPITAL LLC 213,176 3,022,000 3.28%
8 Advisors Asset Management, Inc. 197,537 2,801,000 3.04%
9 LPL Financial LLC 131,065 1,869,000 2.03%
10 Commonwealth Equity Services, Inc 124,370 1,764,000 1.92%
11 Oxbow Advisors, LLC 119,068 1,688,000 1.83%
12 MARINER INVESTMENT GROUP LLC 111,178 1,577,000 1.71%
13 PNC FINANCIAL SERVICES GROUP, INC. 98,808 1,402,000 1.52%
14 VAN ECK ASSOCIATES CORP 95,562 1,355,000 1.47%
15 MACKAY SHIELDS LLC 88,169 1,250,000 1.36%
16 RIVERNORTH CAPITAL MANAGEMENT, LLC 81,451 1,155,000 1.25%
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 75,212 1,067,000 1.16%
18 AQR ARBITRAGE LLC 71,725 1,017,000 1.10%
19 HighTower Advisors, LLC 69,438 986,000 1.07%
20 St. James Investment Company, LLC 66,708 946,000 1.03%
21 NATIONAL PLANNING CORP 60,820 885,000 0.96%
22 Capital Investment Advisors, LLC 60,845 863,000 0.94%
23 VICUS CAPITAL 52,377 743,000 0.81%
24 OAK HILL ADVISORS LP 50,189 712,000 0.77%
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 45,737 649,000 0.70%
26 BANK OF AMERICA CORP /DE/ 41,570 590,000 0.64%
27 ROYAL BANK OF CANADA 40,336 572,000 0.62%
28 Global Endowment Management, LP 39,950 566,000 0.61%
29 Pine River Capital Management L.P. 35,686 505,000 0.55%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,692 492,000 0.53%
31 Private Harbour Investment Management & Counsel, LLC 32,850 465,000 0.51%
32 SG Americas Securities, LLC 32,036 454,000 0.49%
33 RAYMOND JAMES & ASSOCIATES 29,544 419,000 0.46%
34 Rehmann Capital Advisory Group 28,000 397,000 0.43%
35 Weiss Asset Management LP 27,150 385,000 0.42%
36 CITIGROUP INC 26,934 382,000 0.41%
37 COTTAGE STREET ADVISORS LLC 25,752 356,000 0.39%
38 NEWGATE CAPITAL MANAGEMENT LLC 24,596 347,000 0.38%
39 WEDBUSH SECURITIES INC 21,467 304,000 0.33%
40 IFP ADVISORS, INC 20,000 284,000 0.31%
41 SignalPoint Asset Management, LLC 16,700 237,000 0.26%
42 AMERIPRISE FINANCIAL INC 15,658 222,000 0.24%
43 Horizon Kinetics LLC 15,400 218,000 0.24%
44 BANK OF MONTREAL /CAN/ 15,200 216,000 0.23%
45 Squarepoint Ops LLC 14,400 204,000 0.22%
46 SUNFLOWER BANK, NA WEALTH MANAGEMENT 14,000 199,000 0.22%
47 STIFEL FINANCIAL CORP 13,742 195,000 0.21%
48 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 13,700 194,000 0.21%
49 AMERICAN INTERNATIONAL GROUP, INC. 13,483 191,000 0.21%
50 Stratos Wealth Partners, LTD. 13,377 190,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.