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NUVEEN QUALITY INCOME MUNI FUND
NUVEEN QUALITY INCOME MUNI FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 87 Institutional holders with a total value of $75,838,468.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 863,467 11,518,000 15.19%
2 Karpus Management, Inc. 793,586 10,586,000 13.96%
3 WELLS FARGO & COMPANY/MN 538,819 7,188,000 9.48%
4 UBS Group AG 377,557 5,037,000 6.64%
5 MACKAY SHIELDS LLC 250,228 3,338,000 4.40%
6 GUGGENHEIM CAPITAL LLC 151,477 2,020,000 2.66%
7 NEWGATE CAPITAL MANAGEMENT LLC 138,560 1,839,000 2.42%
8 Commonwealth Equity Services, Inc 132,758 1,771,000 2.34%
9 BANK OF AMERICA CORP /DE/ 130,101 1,735,000 2.29%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 128,686 1,717,000 2.26%
11 Liberty Street Advisors, Inc. 122,397 1,633,000 2.15%
12 Global Endowment Management, LP 119,950 1,600,000 2.11%
13 MARINER INVESTMENT GROUP LLC 112,123 1,496,000 1.97%
14 PNC FINANCIAL SERVICES GROUP, INC. 107,336 1,432,000 1.89%
15 Invesco Ltd. 103,720 1,384,000 1.82%
16 AQR ARBITRAGE LLC 92,961 1,240,000 1.64%
17 Advisors Asset Management, Inc. 89,505 1,194,000 1.57%
18 VAN ECK ASSOCIATES CORP 78,936 1,053,000 1.39%
19 Oxbow Advisors, LLC 73,806 985,000 1.30%
20 LPL Financial LLC 71,378 949,000 1.25%
21 HighTower Advisors, LLC 70,857 945,000 1.25%
22 St. James Investment Company, LLC 64,528 861,000 1.14%
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 63,059 841,000 1.11%
24 NATIONAL PLANNING CORP 59,820 823,000 1.09%
25 Capital Investment Advisors, LLC 60,724 810,000 1.07%
26 VICUS CAPITAL 51,773 691,000 0.91%
27 OAK HILL ADVISORS LP 50,189 670,000 0.88%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 41,746 557,000 0.73%
29 GEODE CAPITAL MANAGEMENT, LLC 41,555 554,000 0.73% PRN
30 WOLVERINE ASSET MANAGEMENT LLC 41,155 549,000 0.72%
31 RIVERNORTH CAPITAL MANAGEMENT, LLC 39,145 522,000 0.69%
32 DOLIVER ADVISORS, LP 36,704 490,000 0.65%
33 Pine River Capital Management L.P. 35,686 476,000 0.63%
34 ROYAL BANK OF CANADA 34,834 465,000 0.61%
35 Private Harbour Investment Management & Counsel, LLC 32,850 438,000 0.58%
36 Cambridge Investment Research Advisors, Inc. 32,863 438,000 0.58%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,305 431,000 0.57%
38 RAYMOND JAMES & ASSOCIATES 30,479 407,000 0.54%
39 Rehmann Capital Advisory Group 28,000 374,000 0.49%
40 CITIGROUP INC 26,934 358,000 0.47%
41 Virtu KCG Holdings LLC 26,533 354,000 0.47%
42 Allen Investment Management, LLC 24,772 330,000 0.44%
43 WEDBUSH SECURITIES INC 20,831 278,000 0.37%
44 STIFEL FINANCIAL CORP 18,493 247,000 0.33%
45 SignalPoint Asset Management, LLC 16,700 234,000 0.31%
46 Horizon Kinetics LLC 15,400 205,000 0.27%
47 BANK OF MONTREAL /CAN/ 15,200 203,000 0.27%
48 WEALTHPLAN PARTNERS, LLC 15,004 200,000 0.26%
49 SUNFLOWER BANK, NA WEALTH MANAGEMENT 14,000 187,000 0.25%
50 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 13,700 183,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.