| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,142,313 | 9,721,000 | 17.73% | ||
| 2 | Saba Capital Management, L.P. | 768,449 | 6,540,000 | 11.93% | ||
| 3 | Invesco Ltd. | 667,857 | 5,684,000 | 10.37% | ||
| 4 | WELLS FARGO & COMPANY/MN | 610,579 | 5,195,000 | 9.47% | ||
| 5 | UBS AG | 462,755 | 3,938,000 | 7.18% | ||
| 6 | MORGAN STANLEY | 458,087 | 3,898,000 | 7.11% | ||
| 7 | LPL Financial LLC | 324,795 | 2,764,000 | 5.04% | ||
| 8 | AQR CAPITAL MANAGEMENT LLC | 280,088 | 2,384,000 | 4.35% | ||
| 9 | Commonwealth Equity Services, Inc | 150,208 | 1,278,000 | 2.33% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 147,147 | 1,252,000 | 2.28% | ||
| 11 | ROYAL BANK OF CANADA | 138,414 | 1,178,000 | 2.15% | ||
| 12 | CREDIT SUISSE AG/ | 119,329 | 1,015,000 | 1.85% | ||
| 13 | Shaker Financial Services, LLC | 112,900 | 961,000 | 1.75% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 79,235 | 674,000 | 1.23% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 75,374 | 641,000 | 1.17% | ||
| 16 | Robert W. Baird & Co. Inc | 69,932 | 595,000 | 1.09% | ||
| 17 | Cambridge Investment Research Advisors, Inc. | 62,560 | 532,000 | 0.97% | ||
| 18 | GOLDMAN SACHS GROUP INC | 59,962 | 510,000 | 0.93% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 56,376 | 479,760 | 0.87% | ||
| 20 | DOLIVER ADVISORS, LP | 49,822 | 424,000 | 0.77% | ||
| 21 | First Allied Advisory Services, Inc. | 43,590 | 375,000 | 0.68% | ||
| 22 | IFC Holdings Incorporated/FL | 37,062 | 313,000 | 0.57% | ||
| 23 | MSI Financial Services Inc | 33,355 | 284,000 | 0.52% | ||
| 24 | Horizon Kinetics LLC | 33,053 | 281,000 | 0.51% | ||
| 25 | STEEL GROVE CAPITAL ADVISORS, LLC | 31,170 | 267,000 | 0.49% | ||
| 26 | SIT INVESTMENT ASSOCIATES INC | 31,251 | 266,000 | 0.49% | ||
| 27 | WEDBUSH SECURITIES INC | 30,401 | 259,000 | 0.47% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 29,015 | 247,000 | 0.45% | ||
| 29 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 28,536 | 243,000 | 0.44% | ||
| 30 | BARCLAYS PLC | 28,000 | 224,000 | 0.41% | ||
| 31 | KING LUTHER CAPITAL MANAGEMENT CORP | 25,627 | 218,000 | 0.40% | ||
| 32 | Capital Investment Advisors, LLC | 25,075 | 213,000 | 0.39% | ||
| 33 | Placemark Investments, Inc. | 24,678 | 210,000 | 0.38% | ||
| 34 | CHEMICAL BANK | 21,000 | 179,000 | 0.33% | ||
| 35 | Mariner, LLC | 19,059 | 162,000 | 0.30% | ||
| 36 | ENVESTNET ASSET MANAGEMENT INC | 17,990 | 153,000 | 0.28% | ||
| 37 | SCOTIA CAPITAL INC. | 18,000 | 153,000 | 0.28% | ||
| 38 | AMERIPRISE FINANCIAL INC | 15,774 | 134,000 | 0.24% | ||
| 39 | SHUFRO ROSE & CO LLC | 14,300 | 121,000 | 0.22% | ||
| 40 | WealthTrust Axiom LLC | 11,900 | 101,000 | 0.18% | ||
| 41 | Yellowstone Partners, LLC | 11,525 | 98,000 | 0.18% | ||
| 42 | BlueCrest Capital Management LLP | 10,678 | 91,000 | 0.17% | ||
| 43 | CLIFFORD SWAN INVESTMENT COUNSEL LLC | 10,400 | 89,000 | 0.16% | ||
| 44 | TCI Wealth Advisors, Inc. | 10,000 | 85,000 | 0.16% | ||
| 45 | B. Riley Wealth Advisors, Inc. | 8,712 | 74,139 | 0.14% | ||
| 46 | DEUTSCHE BANK AG\ | 7,140 | 60,000 | 0.11% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 5,000 | 43,000 | 0.08% | ||
| 48 | FIFTH THIRD BANCORP | 4,769 | 41,000 | 0.07% | ||
| 49 | CITIGROUP INC | 4,010 | 35,000 | 0.06% | ||
| 50 | Creative Planning | 3,556 | 30,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
