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Nuveen Quality PFD Income Fd
Nuveen Quality PFD Income Fd. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 71 Institutional holders with a total value of $62,473,034.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 1,300,981 10,486,000 16.78%
2 BANK OF AMERICA CORP /DE/ 1,149,817 9,267,000 14.83%
3 UBS Group AG 804,680 6,486,000 10.38%
4 WELLS FARGO & COMPANY/MN 774,454 6,242,000 9.99%
5 Invesco Ltd. 683,437 5,509,000 8.82%
6 MORGAN STANLEY 405,951 3,272,000 5.24%
7 LPL Financial LLC 314,076 2,531,000 4.05%
8 AQR CAPITAL MANAGEMENT LLC 206,884 1,667,000 2.67%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 205,423 1,656,000 2.65%
10 ROYAL BANK OF CANADA 171,765 1,384,000 2.22%
11 Commonwealth Equity Services, Inc 151,140 1,218,000 1.95%
12 Raymond James Financial Services Advisors, Inc. 149,210 1,203,000 1.93%
13 Saba Capital Management, L.P. 128,728 1,038,000 1.66%
14 CREDIT SUISSE AG/ 122,068 984,000 1.58%
15 Placemark Investments, Inc. 95,737 772,000 1.24%
16 RAYMOND JAMES & ASSOCIATES 84,332 680,000 1.09%
17 Robert W. Baird & Co. Inc 69,917 564,000 0.90%
18 Shaker Financial Services, LLC 67,204 542,000 0.87%
19 AMERICAN INTERNATIONAL GROUP, INC. 64,776 522,095 0.84%
20 SG Americas Securities, LLC 41,014 331,000 0.53%
21 DOLIVER ADVISORS, LP 39,784 320,000 0.51%
22 SIGNET FINANCIAL MANAGEMENT, LLC 39,586 319,000 0.51%
23 IFC Holdings Incorporated/FL 38,962 315,000 0.50%
24 Cambridge Investment Research Advisors, Inc. 38,760 312,000 0.50%
25 SIT INVESTMENT ASSOCIATES INC 31,251 252,000 0.40%
26 WEDBUSH SECURITIES INC 30,401 245,000 0.39%
27 MSI Financial Services Inc 30,285 244,000 0.39%
28 ENVESTNET ASSET MANAGEMENT INC 29,619 239,000 0.38%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,052 234,000 0.37%
30 Horizon Kinetics LLC 27,763 224,000 0.36%
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 27,544 222,000 0.36%
32 First Allied Advisory Services, Inc. 25,149 200,000 0.32%
33 Capital Investment Advisors, LLC 24,725 199,000 0.32%
34 BLACKROCK ADVISORS LLC 21,713 175,000 0.28%
35 SCOTIA CAPITAL INC. 21,400 172,000 0.28%
36 CHEMICAL BANK 21,000 169,000 0.27%
37 AMERIPRISE FINANCIAL INC 20,564 166,000 0.27%
38 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 20,089 162,000 0.26%
39 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 19,811 160,000 0.26%
40 GOLDMAN SACHS GROUP INC 19,422 157,000 0.25%
41 GUGGENHEIM CAPITAL LLC 18,405 148,000 0.24%
42 KING LUTHER CAPITAL MANAGEMENT CORP 15,525 125,000 0.20%
43 Creative Planning 15,197 122,000 0.20%
44 SHUFRO ROSE & CO LLC 13,300 107,000 0.17%
45 Mariner, LLC 12,084 97,000 0.16%
46 WealthTrust Axiom LLC 11,900 95,000 0.15%
47 Yellowstone Partners, LLC 11,569 93,000 0.15%
48 Columbia Asset Management 10,000 89,000 0.14%
49 PNC FINANCIAL SERVICES GROUP, INC. 11,000 88,000 0.14%
50 CLIFFORD SWAN INVESTMENT COUNSEL LLC 10,400 84,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.