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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 104 Institutional holders with a total value of $132,818,490.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,458,254 31,090,000 23.41%
2 WELLS FARGO & COMPANY/MN 1,338,280 12,031,000 9.06%
3 UBS Group AG 1,213,184 10,907,000 8.21%
4 LPL Financial LLC 1,167,966 10,512,000 7.91%
5 Invesco Ltd. 789,518 7,098,000 5.34%
6 PARAMETRIC PORTFOLIO ASSOCIATES LLC 722,159 6,492,000 4.89%
7 BANK OF AMERICA CORP /DE/ 598,051 5,376,000 4.05%
8 Archford Capital Strategies, LLC 39 4,282,000 3.22%
9 CENTRAL TRUST Co 445,375 4,004,000 3.01%
10 CORNERSTONE FINANCIAL PARTNERS, LLC 420,500 3,781,000 2.85%
11 Raymond James Financial Services Advisors, Inc. 309,458 2,782,000 2.09%
12 GREATMARK INVESTMENT PARTNERS, INC. 307,033 2,760,000 2.08%
13 FIRST FOUNDATION ADVISORS 305,858 2,750,000 2.07%
14 Commonwealth Equity Services, Inc 227,327 2,044,000 1.54%
15 INVESTMENT CENTERS OF AMERICA INC 216,370 1,948,000 1.47%
16 Global Endowment Management, LP 185,000 1,663,000 1.25%
17 Capital Investment Advisors, LLC 178,722 1,607,000 1.21%
18 Prospera Financial Services Inc 164,189 1,476,000 1.11%
19 GENEOS WEALTH MANAGEMENT INC. 140,919 1,264,000 0.95%
20 SeaBridge Investment Advisors LLC 133,605 1,201,000 0.90%
21 Cambridge Investment Research Advisors, Inc. 122,418 1,101,000 0.83%
22 IFC Holdings Incorporated/FL 105,170 946,000 0.71%
23 ROYAL BANK OF CANADA 84,141 756,000 0.57%
24 United Asset Strategies, Inc. 73,910 664,000 0.50%
25 Ken Stern & Associates, Inc. 69,952 629,000 0.47%
26 Sigma Planning Corp 68,480 616,000 0.46%
27 MSI Financial Services Inc 67,332 605,000 0.46%
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 61,054 549,000 0.41%
29 ENVESTNET ASSET MANAGEMENT INC 60,707 546,000 0.41%
30 GUGGENHEIM CAPITAL LLC 59,342 533,000 0.40%
31 BRUDERMAN ASSET MANAGEMENT, LLC 55,607 500,000 0.38%
32 NATIONAL PLANNING CORP 54,945 497,000 0.37%
33 SHEAFF BROCK INVESTMENT ADVISORS, LLC 51,005 459,000 0.35%
34 NORTHERN TRUST CORP 46,000 414,000 0.31%
35 WEDBUSH SECURITIES INC 45,457 409,000 0.31%
36 First Allied Advisory Services, Inc. 44,565 399,000 0.30%
37 SIGNET FINANCIAL MANAGEMENT, LLC 44,138 397,000 0.30%
38 IFP ADVISORS, INC 43,229 389,000 0.29%
39 DOLIVER ADVISORS, LP 42,536 382,000 0.29%
40 OTA Financial Group L.P. 42,323 380,000 0.29%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 41,991 377,000 0.28%
42 Mariner, LLC 37,471 337,000 0.25%
43 Winslow, Evans & Crocker, Inc. 37,394 336,172 0.25%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 36,828 331,000 0.25%
45 RAYMOND JAMES & ASSOCIATES 27,142 244,000 0.18%
46 Advisory Services Network, LLC 27,154 244,000 0.18%
47 SignalPoint Asset Management, LLC 26,841 241,000 0.18%
48 WESTBOURNE INVESTMENT ADVISORS, INC. 26,250 236,000 0.18%
49 LIDO ADVISORS, LLC 25,219 227,000 0.17%
50 CAHILL FINANCIAL ADVISORS INC 25,019 225,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.