Dark
Light
System
Security
NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 101 Institutional holders with a total value of $134,155,183.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,588,430 32,691,000 24.37%
2 WELLS FARGO & COMPANY/MN 1,403,016 12,781,000 9.53%
3 LPL Financial LLC 1,159,172 10,525,000 7.85%
4 UBS Group AG 974,121 8,874,000 6.61%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 971,095 8,847,000 6.59%
6 Invesco Ltd. 795,943 7,251,000 5.40%
7 BANK OF AMERICA CORP /DE/ 731,356 6,662,000 4.97%
8 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 572,988 5,220,000 3.89%
9 FIRST FOUNDATION ADVISORS 405,426 3,693,000 2.75%
10 CENTRAL TRUST Co 357,240 3,254,000 2.43%
11 GREATMARK INVESTMENT PARTNERS, INC. 345,833 3,151,000 2.35%
12 INVESTMENT CENTERS OF AMERICA INC 221,139 2,019,000 1.50%
13 Commonwealth Equity Services, Inc 196,611 1,791,000 1.34%
14 Global Endowment Management, LP 185,000 1,685,000 1.26%
15 CORNERSTONE FINANCIAL PARTNERS, LLC 183,626 1,674,000 1.25%
16 Capital Investment Advisors, LLC 183,611 1,673,000 1.25%
17 CREDIT SUISSE AG/ 149,550 1,362,000 1.02%
18 Laurion Capital Management LP 144,999 1,321,000 0.98%
19 Prospera Financial Services Inc 140,276 1,278,000 0.95%
20 SeaBridge Investment Advisors LLC 131,275 1,196,000 0.89%
21 Cambridge Investment Research Advisors, Inc. 109,201 995,000 0.74%
22 Raymond James Financial Services Advisors, Inc. 101,365 923,000 0.69%
23 IFC Holdings Incorporated/FL 100,170 915,000 0.68%
24 ROYAL BANK OF CANADA 77,721 708,000 0.53%
25 Sigma Planning Corp 68,628 625,000 0.47%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 66,478 606,000 0.45%
27 ENVESTNET ASSET MANAGEMENT INC 65,942 601,000 0.45%
28 GUGGENHEIM CAPITAL LLC 65,577 597,000 0.45%
29 United Asset Strategies, Inc. 64,860 591,000 0.44%
30 Ken Stern & Associates, Inc. 62,737 572,000 0.43%
31 MSI Financial Services Inc 57,679 525,000 0.39%
32 NATIONAL PLANNING CORP 58,120 523,000 0.39%
33 SHEAFF BROCK INVESTMENT ADVISORS, LLC 55,250 503,000 0.37%
34 BRUDERMAN ASSET MANAGEMENT, LLC 55,155 502,000 0.37%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,229 448,000 0.33%
36 SIGNET FINANCIAL MANAGEMENT, LLC 44,890 409,000 0.30%
37 Winslow, Evans & Crocker, Inc. 42,400 386,258 0.29%
38 First Allied Advisory Services, Inc. 41,941 383,000 0.29%
39 IFP ADVISORS, INC 41,526 378,000 0.28%
40 FIRST TRUST ADVISORS LP 38,227 348,000 0.26%
41 Mariner, LLC 37,471 341,000 0.25%
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 36,369 331,000 0.25%
43 WEDBUSH SECURITIES INC 36,001 328,000 0.24%
44 Advisory Services Network, LLC 27,618 252,000 0.19%
45 RAYMOND JAMES & ASSOCIATES 27,014 246,000 0.18%
46 SignalPoint Asset Management, LLC 26,413 240,000 0.18%
47 WESTBOURNE INVESTMENT ADVISORS, INC. 26,250 239,000 0.18%
48 OTA Financial Group L.P. 27,378 239,000 0.18%
49 PNC FINANCIAL SERVICES GROUP, INC. 23,888 217,000 0.16%
50 AMERICAN INTERNATIONAL GROUP, INC. 21,169 193,000 0.14%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.