Dark
Light
System
Security
NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 97 Institutional holders with a total value of $156,581,432.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 6 0 0.00%
2 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 215 2,000 0.00%
3 Sandy Spring Bank 250 2,000 0.00%
4 INTEGRATED WEALTH MANAGEMENT 395 3,000 0.00%
5 Focused Wealth Management, Inc 525 4,000 0.00%
6 TRUST CO OF VERMONT 740 6,000 0.00%
7 B. Riley Wealth Management, Inc. 1,000 8,000 0.01%
8 DUBUQUE BANK & TRUST CO 1,100 9,000 0.01%
9 Blume Capital Management, Inc. 1,500 13,000 0.01%
10 Bartlett & Co. LLC 1,553 13,000 0.01%
11 FIFTH THIRD BANCORP 1,600 14,000 0.01%
12 DEUTSCHE BANK AG\ 1,855 15,000 0.01%
13 NEXT Financial Group, Inc 1,832 15,000 0.01%
14 Hudock, Inc. 1,961 16,000 0.01%
15 REILLY FINANCIAL ADVISORS, LLC 2,000 17,000 0.01%
16 SIGNATUREFD, LLC 2,333 20,000 0.01%
17 D.A. DAVIDSON & CO. 2,500 21,000 0.01%
18 WESTPORT RESOURCES MANAGEMENT INC 3,000 25,000 0.02%
19 US BANCORP \DE\ 4,200 36,000 0.02%
20 BANK OF MONTREAL /CAN/ 4,700 40,000 0.03%
21 WFG Advisors, LP 5,500 47,000 0.03%
22 ASSET PLANNING SERVICES, LTD. 5,700 48,000 0.03%
23 DUNCKER STREETT & CO INC 5,998 51,000 0.03%
24 Apriem Advisors 6,330 54,000 0.03%
25 CITIGROUP INC 7,109 60,000 0.04%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,370 62,000 0.04%
27 Beacon Capital Management, Inc. 7,950 67,000 0.04%
28 RAYMOND JAMES TRUST N.A. 10,100 86,000 0.05%
29 Horizon Kinetics LLC 10,105 86,000 0.05%
30 CEDAR HILL ASSOCIATES, LLC 10,250 87,000 0.06%
31 Penbrook Management LLC 10,600 90,000 0.06%
32 SHUFRO ROSE & CO LLC 11,700 99,000 0.06%
33 COMMERCE BANK 12,000 102,000 0.07%
34 CSS LLC/IL 12,300 104,000 0.07%
35 WEDBUSH SECURITIES INC 12,633 107,000 0.07%
36 M&T BANK CORP 13,958 118,000 0.08%
37 Bank of New York Mellon Corp 14,031 119,000 0.08%
38 CAPTRUST FINANCIAL ADVISORS 14,229 121,000 0.08%
39 Janney Montgomery Scott LLC 14,735 124,805 0.08%
40 PNC FINANCIAL SERVICES GROUP, INC. 14,880 126,000 0.08%
41 Creative Planning 15,445 131,000 0.08%
42 Cetera Advisor Networks LLC 15,219 140,000 0.09%
43 AMERICAN INTERNATIONAL GROUP, INC. 18,610 157,627 0.10%
44 SEGALL BRYANT & HAMILL, LLC 19,000 161,000 0.10%
45 FIDUCIARY TRUST CO 20,820 176,000 0.11%
46 SeaBridge Investment Advisors LLC 22,470 190,000 0.12%
47 SIGNET FINANCIAL MANAGEMENT, LLC 23,325 198,000 0.13%
48 STEEL GROVE CAPITAL ADVISORS, LLC 24,063 205,000 0.13%
49 IFC Holdings Incorporated/FL 25,050 209,000 0.13%
50 MSI Financial Services Inc 25,877 219,000 0.14%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.