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COMPASS EMP FDS TR
COMPASS EMP FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 4 Institutional holders with a total value of $3,045,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 33,366 1,143,000 37.54%
2 DEUTSCHE BANK AG\ 25,564 882,000 28.97%
3 Virtu KCG Holdings LLC 20,606 712,000 23.38%
4 AMERIPRISE FINANCIAL INC 8,925 308,000 10.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.