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COMPASS EMP FDS TR
COMPASS EMP FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 11 Institutional holders with a total value of $12,080,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 154,915 6,057,000 50.14%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,957 2,164,000 17.91%
3 VICTORY CAPITAL MANAGEMENT INC 35,509 1,399,000 11.58%
4 JANE STREET GROUP, LLC 26,167 1,026,000 8.49%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,238 441,000 3.65%
6 AMERIPRISE FINANCIAL INC 9,925 389,000 3.22%
7 NEXT Financial Group, Inc 6,666 261,000 2.16%
8 ADVANTAGE INVESTMENT MANAGEMENT, LLC 6,349 249,000 2.06%
9 ROYAL BANK OF CANADA 2,246 88,000 0.73%
10 Tower Research Capital LLC (TRC) 161 6,000 0.05%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.