| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 147,586 | 5,653,000 | 68.38% | ||
| 2 | DEUTSCHE BANK AG\ | 28,396 | 1,087,000 | 13.15% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 26,264 | 1,006,000 | 12.17% | ||
| 4 | AMERIPRISE FINANCIAL INC | 9,650 | 370,000 | 4.48% | ||
| 5 | NATIONAL PLANNING CORP | 2,000 | 73,560 | 0.89% | ||
| 6 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 1,890 | 72,000 | 0.87% | ||
| 7 | NEXT Financial Group, Inc | 150 | 6,000 | 0.07% | ||
| 8 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
