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COMPASS EMP FDS TR
COMPASS EMP FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 9 Institutional holders with a total value of $6,821,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 89,892 3,515,000 51.53%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,035 1,373,000 20.13%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,061 904,000 13.25%
4 AMERIPRISE FINANCIAL INC 9,925 389,000 5.70%
5 JANE STREET GROUP, LLC 8,720 342,000 5.01%
6 NEXT Financial Group, Inc 5,055 198,000 2.90%
7 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,033 80,000 1.17%
8 PNC FINANCIAL SERVICES GROUP, INC. 500 20,000 0.29%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.