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PENNYMAC MTG INVT TR
PENNYMAC MTG INVT TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 190 Institutional holders with a total value of $2,032,241,866.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 8,084,767 782,144,979 38.49%
2 VANGUARD GROUP INC 3,715,208 88,794,000 4.37%
3 WELLS FARGO & COMPANY/MN 3,039,779 72,651,000 3.57%
4 BlackRock Fund Advisors 2,695,328 64,418,000 3.17%
5 COOPERMAN LEON G 2,504,701 59,862,000 2.95%
6 HAYMAN CAPITAL MANAGEMENT, L.P. 2,386,161 57,029,000 2.81%
7 MORGAN STANLEY 2,230,178 53,302,000 2.62%
8 LSV ASSET MANAGEMENT 1,888,635 45,138,000 2.22%
9 DELPHI FINANCIAL GROUP, INC. 1,726,802 41,253,000 2.03%
10 BlackRock Institutional Trust Company, N.A. 1,583,306 37,841,000 1.86%
11 MILLENNIUM MANAGEMENT LLC 1,503,128 35,925,000 1.77%
12 STATE STREET CORP 1,343,450 32,111,000 1.58%
13 CREDIT SUISSE AG/ 1,190,333 28,450,000 1.40%
14 AMERIPRISE FINANCIAL INC 1,133,211 27,083,000 1.33%
15 NORTHERN TRUST CORP 1,126,311 26,919,000 1.32%
16 JPMORGAN CHASE & CO 975,387 23,312,000 1.15%
17 SCHRODER INVESTMENT MANAGEMENT GROUP 909,810 21,744,459 1.07%
18 Greenwich Investment Management, Inc. 890,584 21,284,000 1.05%
19 BANK OF AMERICA CORP /DE/ 857,004 20,482,000 1.01%
20 CLOUGH CAPITAL PARTNERS L P 843,400 20,157,000 0.99%
21 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 766,724 18,325,000 0.90%
22 DEUTSCHE BANK AG\ 653,376 15,615,000 0.77%
23 ING GROEP NV 630,000 15,057,000 0.74%
24 Janney Capital Management LLC 608,831 14,551,000 0.72% SH
25 NORGES BANK 593,065 14,174,000 0.70%
26 GLENMEDE TRUST CO NA 578,987 13,836,000 0.68%
27 JACOBS ASSET MANAGEMENT, LLC 575,000 13,743,000 0.68%
28 UBS AG 517,026 12,357,000 0.61%
29 ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP 509,495 12,177,000 0.60%
30 CITADEL ADVISORS LLC 501,072 11,976,000 0.59%
31 HIGHFIELDS CAPITAL MANAGEMENT LP 500,000 11,950,000 0.59%
32 GRS Advisors, LLC 487,800 11,658,000 0.57%
33 Invesco Ltd. 473,450 11,315,000 0.56%
34 ROYCE & ASSOCIATES LP 457,100 10,925,000 0.54%
35 RENAISSANCE TECHNOLOGIES LLC 417,800 9,985,000 0.49%
36 BlackRock Japan Co. Ltd 399,707 9,553,000 0.47%
37 Scepter Holdings, Inc. 393,904 9,414,000 0.46%
38 PEAK6 Group LLC 374,200 8,943,000 0.44% Call
39 Bank of New York Mellon Corp 367,402 8,781,000 0.43%
40 CANYON CAPITAL ADVISORS LLC 355,298 8,492,000 0.42%
41 GEODE CAPITAL MANAGEMENT, LLC 354,427 8,470,000 0.42%
42 Global X Management CO LLC 350,132 8,368,000 0.41%
43 GRATIA CAPITAL, LLC 334,415 7,993,000 0.39%
44 TIAA CREF INVESTMENT MANAGEMENT LLC 324,735 7,761,000 0.38%
45 DRIEHAUS CAPITAL MANAGEMENT LLC 314,249 7,511,000 0.37%
46 AMERICAN CENTURY COMPANIES INC 305,486 7,301,000 0.36%
47 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 283,000 6,743,000 0.33%
48 Alyeska Investment Group, L.P. 280,987 6,716,000 0.33%
49 OBERWEIS ASSET MANAGEMENT INC/ 265,675 6,350,000 0.31%
50 BlackRock Finance, Inc. 265,188 6,089,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.