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PENNYMAC MTG INVT TR
PENNYMAC MTG INVT TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 179 Institutional holders with a total value of $1,100,090,099.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EJF Capital LP 4,901,014 105,029,000 9.55%
2 VANGUARD GROUP INC 4,103,976 87,948,000 7.99%
3 Omega Advisors Inc. 2,861,801 61,328,000 5.57%
4 BlackRock Fund Advisors 2,691,800 57,685,000 5.24%
5 DELPHI FINANCIAL GROUP, INC. 2,530,059 54,219,000 4.93%
6 WELLS FARGO & COMPANY/MN 2,327,420 49,877,000 4.53%
7 MORGAN STANLEY 1,699,120 36,413,000 3.31%
8 LSV ASSET MANAGEMENT 1,644,835 35,248,000 3.20%
9 BlackRock Institutional Trust Company, N.A. 1,531,871 32,828,000 2.98%
10 STATE STREET CORP 1,305,834 27,981,000 2.54%
11 MILLENNIUM MANAGEMENT LLC 1,244,069 26,660,000 2.42%
12 AMERIPRISE FINANCIAL INC 1,105,209 23,686,000 2.15%
13 NORTHERN TRUST CORP 1,029,931 22,071,000 2.01%
14 CLOUGH CAPITAL PARTNERS L P 993,445 21,290,000 1.94%
15 BANK OF AMERICA CORP /DE/ 934,872 20,034,000 1.82%
16 Greenwich Investment Management, Inc. 844,912 18,106,000 1.65%
17 GLENMEDE TRUST CO NA 751,517 16,103,000 1.46%
18 UBS AG 749,295 16,058,000 1.46%
19 ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP 735,290 15,757,000 1.43%
20 NORGES BANK 728,918 15,621,000 1.42%
21 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 721,416 15,248,000 1.39%
22 Janney Capital Management LLC 698,034 14,959,000 1.36% SH
23 Pine River Capital Management L.P. 690,608 14,800,000 1.35%
24 ING GROEP NV 630,000 13,501,000 1.23%
25 RS INVESTMENT MANAGEMENT CO LLC 598,630 12,829,000 1.17%
26 Invesco Ltd. 594,338 12,737,000 1.16%
27 JPMORGAN CHASE & CO 589,937 12,643,000 1.15%
28 FIRST TRUST ADVISORS LP 578,239 12,392,000 1.13%
29 SCHRODER INVESTMENT MANAGEMENT GROUP 557,028 11,937,111 1.09%
30 HIGHFIELDS CAPITAL MANAGEMENT LP 500,000 10,715,000 0.97%
31 Global X Management CO LLC 442,015 9,472,000 0.86%
32 AMERICAN CENTURY COMPANIES INC 425,201 9,112,000 0.83%
33 GEODE CAPITAL MANAGEMENT, LLC 409,623 8,778,000 0.80%
34 DEUTSCHE BANK AG\ 408,197 8,745,000 0.79%
35 BlackRock Japan Co. Ltd 399,707 8,566,000 0.78%
36 ALLIANCEBERNSTEIN L.P. 378,362 8,108,000 0.74%
37 Bank of New York Mellon Corp 371,138 7,953,000 0.72%
38 CREDIT SUISSE AG/ 342,158 7,333,000 0.67%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 323,497 6,933,000 0.63%
40 BlackRock Finance, Inc. 265,188 6,089,000 0.55%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 275,500 5,904,000 0.54%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 221,582 4,748,000 0.43%
43 GOLDMAN SACHS GROUP INC 218,336 4,678,000 0.43%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 217,645 4,665,000 0.42%
45 BlackRock Investment Management, LLC 209,608 4,492,000 0.41%
46 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 208,954 4,478,000 0.41%
47 TWO SIGMA ADVISERS, LP 195,237 4,184,000 0.38%
48 VAN ECK ASSOCIATES CORP 177,780 3,810,000 0.35%
49 CANYON CAPITAL ADVISORS LLC 165,889 3,555,000 0.32%
50 TWO SIGMA INVESTMENTS, LP 150,095 3,217,000 0.29%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.