Dark
Light
System
Security
PENNYMAC MTG INVT TR
PENNYMAC MTG INVT TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 165 Institutional holders with a total value of $1,071,745,428.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 4,530,222 96,448,000 9.00%
2 EJF Capital LP 4,228,632 90,028,000 8.40%
3 Omega Advisors Inc. 2,790,801 59,416,000 5.54%
4 BlackRock Fund Advisors 2,691,450 57,301,000 5.35%
5 DELPHI FINANCIAL GROUP, INC. 2,584,959 55,008,000 5.13%
6 MILLENNIUM MANAGEMENT LLC 2,538,632 54,047,000 5.04%
7 WELLS FARGO & COMPANY/MN 2,220,906 47,282,000 4.41%
8 LSV ASSET MANAGEMENT 1,599,435 34,051,000 3.18%
9 STATE STREET CORP 1,489,369 31,708,000 2.96%
10 BlackRock Institutional Trust Company, N.A. 1,478,256 31,472,000 2.94%
11 BANK OF AMERICA CORP /DE/ 1,196,812 25,480,000 2.38%
12 Pine River Capital Management L.P. 1,183,805 25,203,000 2.35%
13 CLOUGH CAPITAL PARTNERS L P 1,046,773 22,286,000 2.08%
14 MORGAN STANLEY 1,044,647 22,241,000 2.08%
15 NORTHERN TRUST CORP 962,582 20,493,000 1.91%
16 Greenwich Investment Management, Inc. 827,094 17,608,000 1.64%
17 UBS Group AG 817,556 17,406,000 1.62%
18 GLENMEDE TRUST CO NA 808,108 17,203,000 1.61%
19 Janney Capital Management LLC 747,434 15,913,323 1.48%
20 ALLIANCEBERNSTEIN L.P. 734,726 15,642,000 1.46%
21 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 691,588 14,723,000 1.37%
22 NORGES BANK 688,421 14,656,000 1.37%
23 Invesco Ltd. 687,865 14,645,000 1.37%
24 RS INVESTMENT MANAGEMENT CO LLC 635,056 13,520,000 1.26%
25 PRUDENTIAL FINANCIAL INC 629,353 13,399,000 1.25%
26 DEUTSCHE BANK AG\ 562,160 11,966,000 1.12%
27 HIGHFIELDS CAPITAL MANAGEMENT LP 500,000 10,645,000 0.99%
28 Global X Management CO LLC 492,242 10,480,000 0.98%
29 AMERICAN CENTURY COMPANIES INC 486,412 10,356,000 0.97%
30 JPMORGAN CHASE & CO 470,100 10,008,000 0.93%
31 GEODE CAPITAL MANAGEMENT, LLC 429,201 9,137,000 0.85%
32 BlackRock Japan Co. Ltd 399,707 8,510,000 0.79%
33 Bank of New York Mellon Corp 371,892 7,919,000 0.74%
34 CREDIT SUISSE AG/ 364,695 7,764,000 0.72%
35 TWO SIGMA ADVISERS, LP 338,737 7,212,000 0.67%
36 TIAA CREF INVESTMENT MANAGEMENT LLC 315,725 6,722,000 0.63%
37 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 279,800 6,335,000 0.59%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 269,792 5,744,000 0.54%
39 BlackRock Finance, Inc. 265,188 5,646,000 0.53%
40 BALYASNY ASSET MANAGEMENT L.P. 245,692 5,231,000 0.49%
41 GOLDMAN SACHS GROUP INC 226,866 4,830,000 0.45%
42 Nationwide Fund Advisors 211,649 4,506,000 0.42%
43 BlackRock Investment Management, LLC 206,329 4,393,000 0.41%
44 QS Investors, LLC 190,954 4,065,000 0.38%
45 VAN ECK ASSOCIATES CORP 189,111 4,026,000 0.38%
46 Edge Wealth Management LLC 153,023 3,256,000 0.30%
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 151,267 3,220,000 0.30%
48 ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP 145,204 3,091,000 0.29%
49 RAYMOND JAMES & ASSOCIATES 144,312 3,072,000 0.29%
50 MILLER VALUE PARTNERS, LLC 140,000 2,981,000 0.28%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.