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PENNYMAC MTG INVT TR
PENNYMAC MTG INVT TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 155 Institutional holders with a total value of $630,007,528.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 4,100 0 0.00% Put
2 CUTLER GROUP LLC / CA 48 0 0.00%
3 ClariVest Asset Management LLC 25 0 0.00%
4 REILLY FINANCIAL ADVISORS, LLC 50 1,000 0.00%
5 Tower Research Capital LLC (TRC) 138 2,000 0.00%
6 Sunbelt Securities, Inc. 303 4,133 0.00%
7 Transamerica Financial Advisors, LLC 300 5,000 0.00%
8 CEDAR WEALTH MANAGEMENT, LLC 400 5,000 0.00%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 378 5,000 0.00%
10 PNC FINANCIAL SERVICES GROUP, INC. 454 6,000 0.00%
11 PENSERRA CAPITAL MANAGEMENT LLC 807 11,000 0.00%
12 WHITTIER TRUST CO OF NEVADA INC 830 11,000 0.00%
13 GENEOS WEALTH MANAGEMENT INC. 920 12,000 0.00%
14 Advisory Services Network, LLC 906 12,000 0.00%
15 Blume Capital Management, Inc. 1,000 14,000 0.00%
16 BANK OF MONTREAL /CAN/ 1,500 20,000 0.00%
17 Whitnell & Co. 1,580 22,000 0.00%
18 Smithfield Trust Co 1,549 22,000 0.00%
19 Zurcher Kantonalbank (Zurich Cantonalbank) 1,720 23,000 0.00%
20 IFP ADVISORS, INC 1,982 27,000 0.00%
21 SIMPLEX TRADING, LLC 2,161 29,000 0.00%
22 MSI Financial Services Inc 2,365 32,000 0.01%
23 Quantbot Technologies LP 3,087 42,000 0.01%
24 JPMORGAN CHASE & CO 3,242 44,000 0.01%
25 FEDERATED HERMES, INC. 3,395 46,000 0.01%
26 NEXT Financial Group, Inc 3,681 50,000 0.01%
27 FIFTH THIRD BANCORP 3,650 50,000 0.01%
28 GROUP ONE TRADING LLC 4,589 63,000 0.01%
29 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 6,074 83,000 0.01%
30 WOLVERINE ASSET MANAGEMENT LLC 6,106 83,000 0.01%
31 ROYAL BANK OF CANADA 6,203 85,000 0.01%
32 CANADA LIFE ASSURANCE Co 7,089 97,000 0.02%
33 Creative Planning 7,473 102,000 0.02%
34 SONORA INVESTMENT MANAGEMENT, LLC 8,000 106,640 0.02%
35 TEACHER RETIREMENT SYSTEM OF TEXAS 9,075 124,000 0.02%
36 PRINCIPAL FINANCIAL GROUP INC 10,601 145,000 0.02%
37 EATON VANCE MANAGEMENT 11,015 150,000 0.02%
38 Virtu KCG Holdings LLC 11,259 154,000 0.02%
39 SUNTRUST BANKS INC 11,362 154,000 0.02%
40 Aperio Group, LLC 11,815 161,000 0.03%
41 Squarepoint Ops LLC 12,000 164,000 0.03%
42 GSA CAPITAL PARTNERS LLP 12,013 164,000 0.03%
43 BlackRock Group LTD 12,710 174,000 0.03%
44 BNP Paribas Asset Management Holding S.A. 15,534 212,000 0.03%
45 AMERIPRISE FINANCIAL INC 16,434 224,000 0.04%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,072 246,000 0.04%
47 US BANCORP \DE\ 19,876 271,000 0.04%
48 OPPENHEIMER & CO INC 20,298 277,000 0.04%
49 Dynamic Technology Lab Private Ltd 21,275 290,000 0.05%
50 MENTA CAPITAL LLC 21,900 299,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.