| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISORY RESEARCH INC | 315,165 | 5,348,000 | 12.99% | ||
| 2 | MORGAN STANLEY | 287,674 | 4,881,000 | 11.86% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 248,206 | 4,211,000 | 10.23% | ||
| 4 | Invesco Ltd. | 147,959 | 2,511,000 | 6.10% | ||
| 5 | MSI Financial Services Inc | 134,545 | 2,283,000 | 5.55% | ||
| 6 | LPL Financial LLC | 117,776 | 1,999,000 | 4.86% | ||
| 7 | Wunderlich Capital Managemnt | 108,627 | 1,840,000 | 4.47% | ||
| 8 | UBS AG | 107,850 | 1,831,000 | 4.45% | ||
| 9 | NATIONAL PLANNING CORP | 96,741 | 1,642,000 | 3.99% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 90,050 | 1,528,000 | 3.71% | ||
| 11 | WELLS FARGO & COMPANY/MN | 89,887 | 1,526,000 | 3.71% | ||
| 12 | First Allied Advisory Services, Inc. | 54,451 | 925,000 | 2.25% | ||
| 13 | Capital Investment Advisors, LLC | 52,834 | 897,000 | 2.18% | ||
| 14 | NWAM LLC | 49,149 | 834,000 | 2.03% | ||
| 15 | Commonwealth Equity Services, Inc | 48,564 | 824,000 | 2.00% | ||
| 16 | Horizon Kinetics LLC | 41,330 | 701,000 | 1.70% | ||
| 17 | Texas Yale Capital Corp. | 37,375 | 634,000 | 1.54% | ||
| 18 | SHEETS SMITH WEALTH MANAGEMENT | 35,650 | 605,000 | 1.47% | ||
| 19 | Lattice Strategies LLC | 35,260 | 598,000 | 1.45% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 25,739 | 437,000 | 1.06% | ||
| 21 | INVESTMENT CENTERS OF AMERICA INC | 24,204 | 411,000 | 1.00% | ||
| 22 | Creative Planning | 21,221 | 360,000 | 0.87% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,796 | 336,000 | 0.82% | ||
| 24 | PLANNING ALTERNATIVES LTD /ADV | 19,750 | 335,000 | 0.81% | ||
| 25 | BOSTON ADVISORS LLC | 19,250 | 327,000 | 0.79% | ||
| 26 | SUNTRUST BANKS INC | 17,800 | 302,000 | 0.73% | ||
| 27 | Private Advisor Group, LLC | 17,275 | 293,000 | 0.71% | ||
| 28 | NEW ENGLAND SECURITIES CORP /MA/ | 16,875 | 286,000 | 0.69% | ||
| 29 | Janney Montgomery Scott LLC | 14,344 | 243,424 | 0.59% | ||
| 30 | TIAA CREF TRUST CO FSB/MO | 13,294 | 226,000 | 0.55% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 12,746 | 216,000 | 0.52% | ||
| 32 | Trutina Financial LLC | 11,755 | 199,000 | 0.48% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 10,676 | 181,171 | 0.44% | ||
| 34 | SCOTIA CAPITAL INC. | 10,000 | 170,000 | 0.41% | ||
| 35 | DEUTSCHE BANK AG\ | 10,056 | 170,000 | 0.41% | ||
| 36 | ROYAL BANK OF CANADA | 8,573 | 145,000 | 0.35% | ||
| 37 | ENTERPRISE FINANCIAL SERVICES CORP | 7,470 | 127,000 | 0.31% | ||
| 38 | WHITTIER TRUST CO | 7,000 | 119,000 | 0.29% | ||
| 39 | AMERIPRISE FINANCIAL INC | 6,918 | 117,000 | 0.28% | ||
| 40 | Smithfield Trust Co | 6,000 | 102,000 | 0.25% | ||
| 41 | BANK OF MONTREAL /CAN/ | 4,210 | 71,000 | 0.17% | ||
| 42 | FIFTH THIRD BANCORP | 4,000 | 68,000 | 0.17% | ||
| 43 | Gary Goldberg Planning Services Inc | 3,020 | 51,000 | 0.12% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 2,565 | 43,000 | 0.10% | ||
| 45 | Carroll Financial Associates, Inc. | 2,100 | 36,000 | 0.09% | ||
| 46 | CITIGROUP INC | 1,700 | 29,000 | 0.07% | ||
| 47 | B. Riley Wealth Advisors, Inc. | 1,412 | 23,962 | 0.06% | ||
| 48 | WFG Advisors, LP | 1,200 | 20,000 | 0.05% | ||
| 49 | 1919 Investment Counsel, LLC | 1,000 | 17,000 | 0.04% | ||
| 50 | MassMutual Private Wealth & Trust, FSB | 1,000 | 16,970 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
