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PIMCO CORPORATE INCM STRG
PIMCO CORPORATE INCM STRG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 57 Institutional holders with a total value of $39,268,143.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADVISORY RESEARCH INC 295,079 4,459,000 11.36%
2 MORGAN STANLEY 259,974 3,928,000 10.00%
3 GUGGENHEIM CAPITAL LLC 236,550 3,576,000 9.11%
4 Invesco Ltd. 173,233 2,618,000 6.67%
5 MSI Financial Services Inc 131,875 1,993,000 5.08%
6 UBS Group AG 124,816 1,886,000 4.80%
7 NATIONAL PLANNING CORP 118,210 1,857,085 4.73%
8 LPL Financial LLC 118,036 1,784,000 4.54%
9 Wunderlich Capital Managemnt 114,848 1,740,000 4.43%
10 WELLS FARGO & COMPANY/MN 96,622 1,460,000 3.72%
11 BANK OF AMERICA CORP /DE/ 93,834 1,418,000 3.61%
12 SG Americas Securities, LLC 58,159 879,000 2.24%
13 Traynor Capital Management, Inc. 54,111 817,000 2.08%
14 NWAM LLC 52,145 788,000 2.01%
15 Capital Investment Advisors, LLC 49,177 743,000 1.89%
16 DOLIVER ADVISORS, LP 45,543 688,000 1.75%
17 First Allied Advisory Services, Inc. 45,161 684,000 1.74%
18 INVESTMENT CENTERS OF AMERICA INC 41,326 626,000 1.59%
19 Texas Yale Capital Corp. 37,375 565,000 1.44%
20 SHEETS SMITH WEALTH MANAGEMENT 35,650 539,000 1.37%
21 Creative Planning 31,608 478,000 1.22%
22 Commonwealth Equity Services, Inc 30,805 465,000 1.18%
23 Horizon Kinetics LLC 30,125 455,000 1.16%
24 JANUS HENDERSON INVESTORS US LLC 28,628 433,000 1.10%
25 Private Advisor Group, LLC 22,220 336,000 0.86%
26 PLANNING ALTERNATIVES LTD /ADV 19,750 298,000 0.76%
27 Cambridge Investment Research Advisors, Inc. 19,564 296,000 0.75%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,887 286,000 0.73%
29 AMERICAN INTERNATIONAL GROUP, INC. 18,160 274,395 0.70%
30 Virtu KCG Holdings LLC 17,940 271,000 0.69%
31 SUNTRUST BANKS INC 17,800 268,000 0.68%
32 BOSTON ADVISORS LLC 17,250 261,000 0.66%
33 PNC FINANCIAL SERVICES GROUP, INC. 17,133 260,000 0.66%
34 Sigma Planning Corp 15,717 237,000 0.60%
35 Janney Montgomery Scott LLC 12,414 187,575 0.48%
36 Investors Capital Advisory Services 10,327 156,000 0.40%
37 DEUTSCHE BANK AG\ 10,121 152,000 0.39%
38 ROYAL BANK OF CANADA 9,062 137,000 0.35%
39 ENTERPRISE FINANCIAL SERVICES CORP 7,470 113,000 0.29%
40 NEW ENGLAND SECURITIES CORP /MA/ 7,446 113,000 0.29%
41 Stratos Wealth Partners, LTD. 7,360 111,210 0.28%
42 WHITTIER TRUST CO 7,000 106,000 0.27%
43 Smithfield Trust Co 6,000 91,000 0.23%
44 Brick & Kyle, Associates 5,975 90,000 0.23%
45 SYNOVUS FINANCIAL CORP 5,611 84,000 0.21%
46 BANK OF MONTREAL /CAN/ 4,210 64,000 0.16%
47 Gary Goldberg Planning Services Inc 3,020 46,000 0.12%
48 BNP PARIBAS FINANCIAL MARKETS 2,800 42,308 0.11%
49 CITIGROUP INC 1,700 26,000 0.07%
50 BENJAMIN F. EDWARDS & COMPANY, INC. 1,540 23,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.