| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISORY RESEARCH INC | 303,709 | 4,677,000 | 11.71% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 260,942 | 4,016,000 | 10.05% | ||
| 3 | MORGAN STANLEY | 252,078 | 3,882,000 | 9.72% | ||
| 4 | Invesco Ltd. | 180,240 | 2,776,000 | 6.95% | ||
| 5 | UBS Group AG | 142,549 | 2,195,000 | 5.49% | ||
| 6 | MSI Financial Services Inc | 135,125 | 2,081,000 | 5.21% | ||
| 7 | Wunderlich Capital Managemnt | 128,090 | 1,970,000 | 4.93% | ||
| 8 | LPL Financial LLC | 108,947 | 1,664,000 | 4.17% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 105,375 | 1,623,000 | 4.06% | ||
| 10 | WELLS FARGO & COMPANY/MN | 101,909 | 1,570,000 | 3.93% | ||
| 11 | SG Americas Securities, LLC | 97,090 | 1,495,000 | 3.74% | ||
| 12 | NATIONAL PLANNING CORP | 81,578 | 1,268,000 | 3.17% | ||
| 13 | Trutina Financial LLC | 74,375 | 1,145,000 | 2.87% | ||
| 14 | NWAM LLC | 53,059 | 817,000 | 2.04% | ||
| 15 | Traynor Capital Management, Inc. | 51,605 | 794,000 | 1.99% | ||
| 16 | Capital Investment Advisors, LLC | 118,741 | 756,000 | 1.89% | ||
| 17 | First Allied Advisory Services, Inc. | 45,461 | 703,000 | 1.76% | ||
| 18 | Texas Yale Capital Corp. | 36,975 | 569,000 | 1.42% | ||
| 19 | SHEETS SMITH WEALTH MANAGEMENT | 34,150 | 526,000 | 1.32% | ||
| 20 | Creative Planning | 31,834 | 490,000 | 1.23% | ||
| 21 | Commonwealth Equity Services, Inc | 30,957 | 477,000 | 1.19% | ||
| 22 | Horizon Kinetics LLC | 29,525 | 455,000 | 1.14% | ||
| 23 | Private Advisor Group, LLC | 28,270 | 435,000 | 1.09% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 22,551 | 347,000 | 0.87% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 21,128 | 325,364 | 0.81% | ||
| 26 | PLANNING ALTERNATIVES LTD /ADV | 19,750 | 304,000 | 0.76% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,955 | 291,000 | 0.73% | ||
| 28 | SUNTRUST BANKS INC | 17,800 | 274,000 | 0.69% | ||
| 29 | BOSTON ADVISORS LLC | 16,050 | 247,000 | 0.62% | ||
| 30 | Lattice Strategies LLC | 13,124 | 202,000 | 0.51% | ||
| 31 | DEUTSCHE BANK AG\ | 12,186 | 187,000 | 0.47% | ||
| 32 | Sigma Planning Corp | 11,716 | 180,000 | 0.45% | ||
| 33 | Janney Montgomery Scott LLC | 11,547 | 178,000 | 0.45% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 10,918 | 168,000 | 0.42% | ||
| 35 | ENTERPRISE FINANCIAL SERVICES CORP | 7,470 | 115,000 | 0.29% | ||
| 36 | ROYAL BANK OF CANADA | 7,298 | 112,000 | 0.28% | ||
| 37 | WHITTIER TRUST CO | 7,000 | 108,000 | 0.27% | ||
| 38 | Smithfield Trust Co | 6,000 | 92,000 | 0.23% | ||
| 39 | Brick & Kyle, Associates | 5,975 | 92,000 | 0.23% | ||
| 40 | SYNOVUS FINANCIAL CORP | 5,611 | 87,000 | 0.22% | ||
| 41 | BANK OF MONTREAL /CAN/ | 4,210 | 65,000 | 0.16% | ||
| 42 | BRUDERMAN ASSET MANAGEMENT, LLC | 3,020 | 47,000 | 0.12% | ||
| 43 | MCF Advisors LLC | 2,000 | 31,000 | 0.08% | ||
| 44 | Advisory Services Network, LLC | 1,880 | 29,000 | 0.07% | ||
| 45 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,552 | 24,000 | 0.06% | ||
| 46 | CITIGROUP INC | 1,324 | 20,000 | 0.05% | ||
| 47 | Blume Capital Management, Inc. | 750 | 12,000 | 0.03% | ||
| 48 | Intersect Capital LLC | 781 | 12,000 | 0.03% | ||
| 49 | ADIRONDACK TRUST CO | 500 | 8,000 | 0.02% | ||
| 50 | D.A. DAVIDSON & CO. | 500 | 7,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
