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POWERSHARES ACTIVE MNG ETF T
POWERSHARES ACTIVE MNG ETF T. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 37 Institutional holders with a total value of $97,201,654.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAIN CAPITAL MANAGEMENT, LLC 981,825 26,165,654 26.92%
2 Stratos Wealth Partners, LTD. 991,043 24,459,000 25.16%
3 Carroll Financial Associates, Inc. 340,132 8,394,000 8.64%
4 BADGLEY PHELPS & BELL INC 278,259 6,867,000 7.06%
5 TMD & ASSOCIATES, INC 244,188 6,027,000 6.20%
6 AMERICAN INTERNATIONAL GROUP, INC. 209,030 5,159,000 5.31%
7 Cetera Advisor Networks LLC 175,590 4,332,000 4.46%
8 UBS Group AG 101,729 2,511,000 2.58%
9 Commonwealth Equity Services, Inc 95,237 2,350,000 2.42%
10 Virtu KCG Holdings LLC 56,941 1,405,000 1.45%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,818 1,183,000 1.22%
12 Burt Wealth Advisors 47,081 1,161,000 1.19%
13 JANE STREET GROUP, LLC 46,055 1,137,000 1.17%
14 LPL Financial LLC 42,816 1,049,000 1.08%
15 COLONY GROUP LLC 29,962 739,000 0.76%
16 JPMORGAN CHASE & CO 29,391 727,000 0.75%
17 Transamerica Financial Advisors, LLC 24,357 602,000 0.62%
18 Invesco Ltd. 23,424 578,000 0.59%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 22,532 556,000 0.57%
20 Janney Montgomery Scott LLC 18,931 467,000 0.48%
21 TWO SIGMA SECURITIES, LLC 9,864 244,000 0.25%
22 CEDAR CAPITAL, LLC 8,480 209,000 0.22%
23 ROYAL BANK OF CANADA 7,309 181,000 0.19%
24 ENVESTNET ASSET MANAGEMENT INC 6,747 167,000 0.17%
25 ALLEGIS INVESTMENT ADVISORS, LLC 5,089 126,000 0.13%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,714 92,000 0.09%
27 IFP ADVISORS, INC 2,240 55,000 0.06%
28 PNC FINANCIAL SERVICES GROUP, INC. 2,235 55,000 0.06%
29 WELLS FARGO & COMPANY/MN 2,085 51,000 0.05%
30 MSI Financial Services Inc 1,880 46,000 0.05%
31 WFG Advisors, LP 1,450 36,000 0.04%
32 US BANCORP \DE\ 980 24,000 0.02%
33 BlackRock Finance, Inc. 846 21,000 0.02%
34 MORGAN STANLEY 559 14,000 0.01%
35 WASHINGTON TRUST BANK 391 10,000 0.01%
36 BANK OF AMERICA CORP /DE/ 100 2,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.