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POWERSHARES ACTIVE MNG ETF T
POWERSHARES ACTIVE MNG ETF T. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 49 Institutional holders with a total value of $287,909,721.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 2,656,716 73,936,000 25.68%
2 Wharton Business Group, LLC 2,285,530 63,606,000 22.09%
3 Estate Counselors, LLC 608,430 16,933,000 5.88%
4 BADGLEY PHELPS & BELL INC 515,406 14,344,000 4.98%
5 Stratos Wealth Partners, LTD. 491,936 13,690,289 4.76%
6 PALLADIEM, LLC 435,560 12,122,000 4.21%
7 ENVESTNET ASSET MANAGEMENT INC 411,127 11,442,000 3.97%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 388,799 10,820,000 3.76%
9 GOLDMAN SACHS GROUP INC 331,425 9,224,000 3.20%
10 Cetera Advisor Networks LLC 295,510 8,223,000 2.86%
11 COLONY GROUP LLC 280,756 7,813,000 2.71%
12 LPL Financial LLC 264,748 7,368,000 2.56%
13 Institute for Wealth Management, LLC. 253,171 7,046,000 2.45%
14 HighTower Advisors, LLC 244,528 6,805,000 2.36%
15 AMERICAN INTERNATIONAL GROUP, INC. 166,850 4,643,436 1.61%
16 Commonwealth Equity Services, Inc 100,141 2,787,000 0.97%
17 OPPENHEIMER & CO INC 78,172 2,176,000 0.76%
18 Good Harbor Financial, LLC 76,615 2,132,000 0.74%
19 Placemark Investments, Inc. 69,679 1,939,000 0.67%
20 Burt Wealth Advisors 63,730 1,774,000 0.62%
21 Cambridge Investment Research Advisors, Inc. 62,886 1,750,000 0.61%
22 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 52,735 1,468,000 0.51%
23 JPMORGAN CHASE & CO 45,906 1,278,000 0.44%
24 Sigma Planning Corp 22,963 639,000 0.22%
25 CURIAN CAPITAL LLC 19,334 538,000 0.19%
26 HAYS ADVISORY LLC 17,520 488,000 0.17%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,415 373,000 0.13%
28 Cetera Advisors LLC 11,782 329,000 0.11%
29 HL FINANCIAL SERVICES LLC 10,672 297,000 0.10%
30 SCOTIA CAPITAL INC. 9,260 258,000 0.09%
31 FOUNDERS BANK & TRUST 8,174 227,000 0.08%
32 IFC Holdings Incorporated/FL 7,545 209,000 0.07%
33 Invesco Ltd. 7,472 208,000 0.07%
34 Carroll Financial Associates, Inc. 7,150 198,000 0.07%
35 WFG Advisors, LP 6,566 183,000 0.06%
36 ROYAL BANK OF CANADA 4,768 133,000 0.05%
37 MANAGED ACCOUNT ADVISORS LLC 3,833 107,000 0.04%
38 PNC FINANCIAL SERVICES GROUP, INC. 3,000 83,000 0.03%
39 B. Riley Wealth Advisors, Inc. 1,877 53,000 0.02%
40 MORGAN STANLEY 1,908 53,000 0.02%
41 US BANCORP \DE\ 1,858 52,000 0.02%
42 Simplicity Solutions, LLC 1,257 34,996 0.01%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,160 32,000 0.01%
44 BANK OF AMERICA CORP /DE/ 1,155 32,000 0.01%
45 WELLS FARGO & COMPANY/MN 640 18,000 0.01%
46 NEW ENGLAND SECURITIES CORP /MA/ 655 18,000 0.01%
47 WASHINGTON TRUST BANK 606 17,000 0.01%
48 SeaBridge Investment Advisors LLC 367 10,000 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.