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POWERSHARES ACTIVE MNG ETF T
POWERSHARES ACTIVE MNG ETF T. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 18 Institutional holders with a total value of $12,389,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMD & ASSOCIATES, INC 200,475 4,787,000 38.64%
2 UBS Group AG 106,196 2,536,000 20.47%
3 Commonwealth Equity Services, Inc 71,075 1,697,000 13.70%
4 IFP ADVISORS, INC 60,014 1,433,000 11.57%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 22,352 534,000 4.31%
6 Invesco Ltd. 15,344 366,000 2.95%
7 COLONY GROUP LLC 11,678 279,000 2.25%
8 Stratos Wealth Partners, LTD. 8,436 201,000 1.62%
9 Burt Wealth Advisors 7,390 176,000 1.42%
10 ROYAL BANK OF CANADA 6,509 155,000 1.25%
11 ADVISOR GROUP, INC. 5,952 142,000 1.15%
12 WFG Advisors, LP 1,114 27,000 0.22%
13 MSI Financial Services Inc 855 20,000 0.16%
14 Carroll Financial Associates, Inc. 835 19,000 0.15%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 602 14,000 0.11%
16 Transamerica Financial Advisors, LLC 108 3,000 0.02%
17 RAIN CAPITAL MANAGEMENT, LLC 74,912 0 0.00%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.