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POWERSHARES ACTIVE MNG ETF T
POWERSHARES ACTIVE MNG ETF T. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 34 Institutional holders with a total value of $62,073,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Stratos Wealth Partners, LTD. 980,309 24,518,000 39.50%
2 TMD & ASSOCIATES, INC 404,915 10,127,000 16.31%
3 BADGLEY PHELPS & BELL INC 306,366 7,662,000 12.34%
4 AMERICAN INTERNATIONAL GROUP, INC. 166,792 4,171,000 6.72%
5 UBS Group AG 116,122 2,904,000 4.68%
6 JANE STREET GROUP, LLC 102,743 2,570,000 4.14%
7 Commonwealth Equity Services, Inc 82,498 2,063,000 3.32%
8 ALLEGIS INVESTMENT ADVISORS, LLC 66,320 1,659,000 2.67%
9 Virtu KCG Holdings LLC 39,894 998,000 1.61%
10 IFP ADVISORS, INC 30,924 773,000 1.25%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,343 759,000 1.22%
12 Invesco Ltd. 24,253 607,000 0.98%
13 LPL Financial LLC 23,720 590,000 0.95%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 22,185 555,000 0.89%
15 L. Roy Papp & Associates, LLP 19,465 487,000 0.78%
16 COLONY GROUP LLC 16,478 412,000 0.66%
17 WEALTHSOURCE PARTNERS, LLC 8,985 225,000 0.36%
18 Private Advisor Group, LLC 8,155 204,000 0.33%
19 ROYAL BANK OF CANADA 6,759 169,000 0.27%
20 ENVESTNET ASSET MANAGEMENT INC 6,563 164,000 0.26%
21 Burt Wealth Advisors 5,459 137,000 0.22%
22 Carroll Financial Associates, Inc. 3,035 75,000 0.12%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,240 56,000 0.09%
24 WELLS FARGO & COMPANY/MN 2,085 52,000 0.08%
25 WFG Advisors, LP 1,237 31,000 0.05%
26 BANK OF AMERICA CORP /DE/ 1,040 26,000 0.04%
27 US BANCORP \DE\ 980 25,000 0.04%
28 MSI Financial Services Inc 855 21,000 0.03%
29 MORGAN STANLEY 559 14,000 0.02%
30 WASHINGTON TRUST BANK 391 10,000 0.02%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 229 6,000 0.01%
32 Transamerica Financial Advisors, LLC 108 3,000 0.00%
33 RAIN CAPITAL MANAGEMENT, LLC 74,912 0 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.