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NUVEEN DOW 30 DYNAMIC OVERWR
NUVEEN DOW 30 DYNAMIC OVERWR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 54 Institutional holders with a total value of $88,357,359.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,268,324 19,240,000 21.78%
2 Invesco Ltd. 513,763 7,794,000 8.82%
3 Advisors Asset Management, Inc. 435,923 6,613,000 7.48%
4 GUGGENHEIM CAPITAL LLC 385,865 5,854,000 6.63%
5 MORGAN STANLEY 295,534 4,483,000 5.07%
6 UBS Group AG 288,778 4,381,000 4.96%
7 BANK OF AMERICA CORP /DE/ 280,761 4,259,000 4.82%
8 1832 Asset Management L.P. 263,800 4,008,000 4.54%
9 ROYAL BANK OF CANADA 215,690 3,272,000 3.70%
10 RAYMOND JAMES & ASSOCIATES 214,738 3,258,000 3.69%
11 LPL Financial LLC 184,276 2,784,000 3.15%
12 WOLVERINE ASSET MANAGEMENT LLC 163,674 2,482,000 2.81%
13 Private Advisor Group, LLC 127,109 1,928,000 2.18%
14 Aviance Capital Partners, LLC 121,263 1,842,000 2.08%
15 Formidable Asset Management, LLC 116,184 1,772,000 2.01%
16 Shaker Financial Services, LLC 87,594 1,329,000 1.50%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 80,987 1,229,000 1.39%
18 Virtu KCG Holdings LLC 69,568 1,055,000 1.19%
19 COHEN & STEERS CAPITAL MANAGEMENT INC 68,365 1,037,000 1.17%
20 COHEN & STEERS, INC. 68,365 1,037,000 1.17%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 58,961 896,000 1.01%
22 Financial Sense Advisors, Inc. 52,401 794,000 0.90%
23 CFO4Life, L.P. 51,979 789,000 0.89%
24 DOLIVER ADVISORS, LP 50,895 772,000 0.87%
25 Commonwealth Equity Services, Inc 37,123 563,000 0.64%
26 PNC FINANCIAL SERVICES GROUP, INC. 36,498 554,000 0.63%
27 Investors Capital Advisory Services 35,856 543,000 0.61%
28 OPPENHEIMER & CO INC 28,409 431,000 0.49%
29 BNP PARIBAS FINANCIAL MARKETS 27,647 419,405 0.47%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 26,172 397,000 0.45%
31 KEYBANK NATIONAL ASSOCIATION/OH 21,090 320,000 0.36%
32 J.P. Morgan Private Wealth Advisors LLC 20,220 307,000 0.35%
33 AMERICAN INTERNATIONAL GROUP, INC. 17,070 258,954 0.29%
34 HL FINANCIAL SERVICES LLC 13,000 197,000 0.22%
35 NATIONAL PLANNING CORP 11,857 180,000 0.20%
36 GOLDMAN SACHS GROUP INC 11,730 178,000 0.20%
37 MSI Financial Services Inc 11,445 174,000 0.20%
38 First Allied Advisory Services, Inc. 11,022 168,000 0.19%
39 AMERIPRISE FINANCIAL INC 10,224 155,000 0.18%
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 8,625 130,000 0.15%
41 Creative Planning 8,189 124,000 0.14%
42 Tower Research Capital LLC (TRC) 5,246 80,000 0.09%
43 CITIGROUP INC 4,801 73,000 0.08%
44 SECURITY NATIONAL TRUST CO 2,976 45,000 0.05%
45 Apriem Advisors 2,767 42,000 0.05%
46 BANK OF MONTREAL /CAN/ 1,920 29,000 0.03%
47 WESTPORT RESOURCES MANAGEMENT INC 1,296 20,000 0.02%
48 Pinnacle Summer Investments, Inc. 1,252 19,000 0.02%
49 NEXT Financial Group, Inc 1,209 18,000 0.02%
50 WFG Advisors, LP 550 8,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.