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NUVEEN DOW 30 DYNAMIC OVERWR
NUVEEN DOW 30 DYNAMIC OVERWR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 53 Institutional holders with a total value of $95,378,284.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,297,671 19,270,000 20.20%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 601,207 8,928,000 9.36%
3 Invesco Ltd. 578,592 8,592,000 9.01%
4 Advisors Asset Management, Inc. 406,358 6,034,000 6.33%
5 GUGGENHEIM CAPITAL LLC 319,198 4,740,000 4.97%
6 UBS Group AG 307,047 4,560,000 4.78%
7 MORGAN STANLEY 291,051 4,322,000 4.53%
8 BANK OF AMERICA CORP /DE/ 263,734 3,916,000 4.11%
9 1832 Asset Management L.P. 263,800 3,913,000 4.10%
10 ROYAL BANK OF CANADA 233,736 3,471,000 3.64%
11 Karpus Management, Inc. 233,510 3,468,000 3.64%
12 RAYMOND JAMES & ASSOCIATES 229,465 3,408,000 3.57%
13 WOLVERINE ASSET MANAGEMENT LLC 215,412 3,198,000 3.35%
14 LPL Financial LLC 165,096 2,467,000 2.59%
15 Private Advisor Group, LLC 124,395 1,847,000 1.94%
16 Formidable Asset Management, LLC 116,184 1,725,000 1.81%
17 Aviance Capital Partners, LLC 114,476 1,702,000 1.78%
18 COHEN & STEERS, INC. 68,365 1,015,000 1.06%
19 Concert Wealth Management Inc. 60,733 901,000 0.94%
20 CFO4Life, L.P. 52,717 783,000 0.82%
21 Financial Sense Advisors, Inc. 52,401 778,000 0.82%
22 PNC FINANCIAL SERVICES GROUP, INC. 47,946 712,000 0.75%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,629 546,000 0.57%
24 Investors Capital Advisory Services 35,856 532,000 0.56%
25 Commonwealth Equity Services, Inc 29,845 443,000 0.46%
26 OPPENHEIMER & CO INC 27,409 407,000 0.43%
27 KEYBANK NATIONAL ASSOCIATION/OH 26,176 389,000 0.41%
28 J.P. Morgan Private Wealth Advisors LLC 25,720 382,000 0.40%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 21,889 325,000 0.34%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,538 305,000 0.32%
31 AMERIPRISE FINANCIAL INC 15,744 234,000 0.25%
32 First Allied Advisory Services, Inc. 15,050 221,000 0.23%
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,506 215,000 0.23%
34 HL FINANCIAL SERVICES LLC 13,000 193,000 0.20%
35 AMERICAN INTERNATIONAL GROUP, INC. 12,275 182,284 0.19%
36 GOLDMAN SACHS GROUP INC 12,095 180,000 0.19%
37 MSI Financial Services Inc 12,054 179,000 0.19%
38 NATIONAL PLANNING CORP 11,861 173,000 0.18%
39 Creative Planning 11,334 168,000 0.18%
40 Shaker Financial Services, LLC 10,000 148,000 0.16%
41 NEXT Financial Group, Inc 8,400 124,000 0.13%
42 CITIGROUP INC 3,915 58,000 0.06%
43 REZNY WEALTH MANAGEMENT, INC. 3,879 57,000 0.06%
44 SECURITY NATIONAL TRUST CO 2,976 44,000 0.05%
45 US BANCORP \DE\ 2,165 32,000 0.03%
46 BANK OF MONTREAL /CAN/ 1,920 29,000 0.03%
47 Apriem Advisors 1,267 19,000 0.02%
48 WESTPORT RESOURCES MANAGEMENT INC 1,296 19,000 0.02%
49 B. Riley Wealth Management, Inc. 600 8,000 0.01%
50 WFG Advisors, LP 550 8,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.