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NUVEEN DOW 30 DYNAMIC OVERWR
NUVEEN DOW 30 DYNAMIC OVERWR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 51 Institutional holders with a total value of $73,886,560.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,036,388 15,981,000 21.63%
2 Invesco Ltd. 488,814 7,537,000 10.20%
3 GUGGENHEIM CAPITAL LLC 375,180 5,785,000 7.83%
4 BANK OF AMERICA CORP /DE/ 317,806 4,901,000 6.63%
5 Advisors Asset Management, Inc. 283,954 4,379,000 5.93%
6 MORGAN STANLEY 279,890 4,316,000 5.84%
7 UBS Group AG 275,896 4,255,000 5.76%
8 RAYMOND JAMES & ASSOCIATES 194,667 3,002,000 4.06%
9 LPL Financial LLC 185,985 2,868,000 3.88%
10 ROYAL BANK OF CANADA 177,454 2,736,000 3.70%
11 Commonwealth Equity Services, Inc 159,979 2,467,000 3.34%
12 Private Advisor Group, LLC 134,316 2,071,000 2.80%
13 Formidable Asset Management, LLC 118,148 1,822,000 2.47%
14 Aviance Capital Partners, LLC 114,787 1,770,000 2.40%
15 COHEN & STEERS, INC. 76,784 1,184,000 1.60%
16 DOLIVER ADVISORS, LP 69,857 1,077,000 1.46%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 62,649 966,000 1.31%
18 CFO4Life, L.P. 58,303 899,000 1.22%
19 Financial Sense Advisors, Inc. 52,401 808,000 1.09%
20 Benchmark Capital Advisors 40,604 626,000 0.85%
21 Investors Capital Advisory Services 35,856 552,000 0.75%
22 Virtu KCG Holdings LLC 27,988 432,000 0.58%
23 J.P. Morgan Private Wealth Advisors LLC 26,898 415,000 0.56%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 24,361 376,000 0.51%
25 AMERICAN INTERNATIONAL GROUP, INC. 23,795 366,919 0.50%
26 KEYBANK NATIONAL ASSOCIATION/OH 21,090 325,000 0.44%
27 BNP PARIBAS FINANCIAL MARKETS 18,576 286,442 0.39%
28 NATIONAL PLANNING CORP 14,401 221,919 0.30%
29 HL FINANCIAL SERVICES LLC 13,000 200,000 0.27%
30 OPPENHEIMER & CO INC 12,943 199,000 0.27%
31 Janney Montgomery Scott LLC 10,957 168,957 0.23%
32 MSI Financial Services Inc 8,703 134,000 0.18%
33 Creative Planning 8,189 126,000 0.17%
34 B. Riley Wealth Advisors, Inc. 6,820 105,000 0.14%
35 Tower Research Capital LLC (TRC) 5,779 89,000 0.12%
36 PNC FINANCIAL SERVICES GROUP, INC. 5,054 78,000 0.11%
37 CITIGROUP INC 4,801 74,000 0.10%
38 WFG Advisors, LP 4,551 70,000 0.09%
39 SECURITY NATIONAL TRUST CO 2,976 46,000 0.06%
40 Apriem Advisors 2,767 43,000 0.06%
41 Klingman & Associates, LLC 1,728 26,000 0.04% PRN
42 WESTPORT RESOURCES MANAGEMENT INC 1,296 20,000 0.03%
43 Pinnacle Summer Investments, Inc. 1,252 19,000 0.03%
44 NEXT Financial Group, Inc 1,209 19,000 0.03%
45 NEW ENGLAND SECURITIES CORP /MA/ 876 14,000 0.02%
46 MassMutual Private Wealth & Trust, FSB 864 13,323 0.02%
47 SRH ADVISORS, LLC 300 5,000 0.01%
48 WOLVERINE ASSET MANAGEMENT LLC 385 5,000 0.01%
49 SEARLE & CO. 203 3,000 0.00%
50 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.