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NUVEEN DOW 30 DYNAMIC OVERWR
NUVEEN DOW 30 DYNAMIC OVERWR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 57 Institutional holders with a total value of $107,927,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,007,762 14,471,000 13.41%
2 WELLS FARGO & COMPANY/MN 923,833 13,266,000 12.29%
3 Karpus Management, Inc. 767,146 11,016,000 10.21%
4 Advisors Asset Management, Inc. 555,122 7,972,000 7.39%
5 Invesco Ltd. 508,942 7,309,000 6.77%
6 LPL Financial LLC 395,748 5,552,000 5.14%
7 UBS Group AG 354,640 5,093,000 4.72%
8 1832 Asset Management L.P. 259,544 3,763,000 3.49%
9 BANK OF AMERICA CORP /DE/ 257,959 3,704,000 3.43%
10 GUGGENHEIM CAPITAL LLC 257,636 3,700,000 3.43%
11 MORGAN STANLEY 247,318 3,551,000 3.29%
12 RAYMOND JAMES & ASSOCIATES 230,309 3,307,000 3.06%
13 ROYAL BANK OF CANADA 199,216 2,861,000 2.65%
14 Raymond James Financial Services Advisors, Inc. 160,804 2,309,000 2.14%
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 158,696 2,279,000 2.11%
16 Private Advisor Group, LLC 121,877 1,750,000 1.62%
17 Aviance Capital Partners, LLC 117,633 1,689,000 1.56%
18 BANK OF NOVA SCOTIA 114,552 1,645,000 1.52%
19 Formidable Asset Management, LLC 109,246 1,520,000 1.41%
20 Concert Wealth Management Inc. 61,163 875,000 0.81%
21 COHEN & STEERS, INC. 59,237 851,000 0.79%
22 ROBINSON CAPITAL MANAGEMENT, LLC 57,607 827,000 0.77%
23 Financial Sense Advisors, Inc. 56,304 809,000 0.75%
24 PNC FINANCIAL SERVICES GROUP, INC. 50,703 727,000 0.67%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,171 577,000 0.53%
26 SG Americas Securities, LLC 39,431 566,000 0.52%
27 Investors Capital Advisory Services 34,811 499,000 0.46%
28 CFO4Life, L.P. 31,166 448,000 0.42%
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 30,804 442,000 0.41%
30 OPPENHEIMER & CO INC 27,559 396,000 0.37%
31 Cambridge Investment Research Advisors, Inc. 27,165 390,000 0.36%
32 KEYBANK NATIONAL ASSOCIATION/OH 25,624 368,000 0.34%
33 Commonwealth Equity Services, Inc 24,335 349,000 0.32%
34 AMERIPRISE FINANCIAL INC 17,626 253,000 0.23%
35 GSA CAPITAL PARTNERS LLP 17,200 247,000 0.23%
36 MSI Financial Services Inc 17,082 245,000 0.23%
37 GOLDMAN SACHS GROUP INC 15,597 224,000 0.21%
38 Virtu KCG Holdings LLC 15,430 222,000 0.21%
39 First Allied Advisory Services, Inc. 15,334 222,000 0.21%
40 J.P. Morgan Private Wealth Advisors LLC 13,954 200,000 0.19%
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13,723 197,000 0.18%
42 HL FINANCIAL SERVICES LLC 13,000 187,000 0.17%
43 AMERICAN INTERNATIONAL GROUP, INC. 12,456 179,000 0.17%
44 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,089 159,000 0.15%
45 Creative Planning 9,987 143,000 0.13%
46 FIFTH THIRD BANCORP 8,849 127,000 0.12%
47 IFP ADVISORS, INC 8,550 123,000 0.11%
48 NEXT Financial Group, Inc 5,644 81,000 0.08%
49 CITIGROUP INC 3,928 56,000 0.05%
50 REZNY WEALTH MANAGEMENT, INC. 3,879 55,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.