| 1 |
WELLS FARGO & COMPANY/MN |
1,552,207 |
25,937,000 |
22.13% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
711,968 |
11,897,000 |
10.15% |
|
|
| 3 |
MORGAN STANLEY |
510,918 |
8,538,000 |
7.29% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
450,527 |
7,528,000 |
6.42% |
|
|
| 5 |
PRIVATE MANAGEMENT GROUP INC |
445,393 |
7,443,000 |
6.35% |
|
|
| 6 |
McGowan Group Asset Management, Inc. |
422,937 |
7,067,000 |
6.03% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
420,260 |
7,023,000 |
5.99% |
|
|
| 8 |
SIT INVESTMENT ASSOCIATES INC |
350,370 |
5,855,000 |
5.00% |
|
|
| 9 |
Invesco Ltd. |
305,214 |
5,100,000 |
4.35% |
|
|
| 10 |
1607 Capital Partners, LLC |
300,952 |
5,029,000 |
4.29% |
|
|
| 11 |
UBS Group AG |
188,001 |
3,141,000 |
2.68% |
|
|
| 12 |
RELATIVE VALUE PARTNERS GROUP, LLC |
157,081 |
2,625,000 |
2.24% |
|
|
| 13 |
Yorktown Management & Research Co Inc |
128,000 |
2,139,000 |
1.83% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
123,565 |
2,065,000 |
1.76% |
|
|
| 15 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
109,937 |
1,839,000 |
1.57% |
|
|
| 16 |
First Eagle Investment Management, LLC |
90,000 |
1,504,000 |
1.28% |
|
|
| 17 |
MARINER INVESTMENT GROUP LLC |
78,621 |
1,314,000 |
1.12% |
|
|
| 18 |
Clear Harbor Asset Management, LLC |
77,309 |
1,292,000 |
1.10% |
|
|
| 19 |
MSI Financial Services Inc |
75,591 |
1,263,000 |
1.08% |
|
|
| 20 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
62,238 |
1,040,000 |
0.89% |
|
|
| 21 |
LPL Financial LLC |
47,751 |
794,000 |
0.68% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
45,728 |
764,000 |
0.65% |
|
|
| 23 |
Yakira Capital Management, Inc. |
36,727 |
614,000 |
0.52% |
|
SH |
| 24 |
DOLIVER ADVISORS, LP |
35,200 |
588,000 |
0.50% |
|
|
| 25 |
ROYAL BANK OF CANADA |
31,519 |
527,000 |
0.45% |
|
|
| 26 |
CSS LLC/IL |
31,468 |
526,000 |
0.45% |
|
|
| 27 |
United Asset Strategies, Inc. |
26,040 |
435,000 |
0.37% |
|
|
| 28 |
KAYNE ANDERSON CAPITAL ADVISORS LP |
25,290 |
423,000 |
0.36% |
|
|
| 29 |
Thomas J. Herzfeld Advisors, Inc. |
24,834 |
408,000 |
0.35% |
|
|
| 30 |
Raymond James Financial Services Advisors, Inc. |
23,755 |
397,000 |
0.34% |
|
|
| 31 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
21,849 |
365,000 |
0.31% |
|
|
| 32 |
PANAGORA ASSET MANAGEMENT INC |
19,247 |
322,000 |
0.27% |
|
|
| 33 |
Round Table Services, LLC |
19,200 |
321,000 |
0.27% |
|
|
| 34 |
GOULD ASSET MANAGEMENT LLC /CA/ |
15,867 |
265,000 |
0.23% |
|
|
| 35 |
AMERIPRISE FINANCIAL INC |
14,037 |
235,000 |
0.20% |
|
|
| 36 |
BRUDERMAN ASSET MANAGEMENT, LLC |
10,735 |
179,000 |
0.15% |
|
|
| 37 |
OPPENHEIMER & CO INC |
10,010 |
168,000 |
0.14% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,285 |
105,000 |
0.09% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
2,244 |
37,000 |
0.03% |
|
|
| 40 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,953 |
33,000 |
0.03% |
|
|
| 41 |
AMERICAN INTERNATIONAL GROUP, INC. |
816 |
13,636 |
0.01% |
|
|
| 42 |
CITIGROUP INC |
487 |
8,000 |
0.01% |
|
|
| 43 |
WHITTIER TRUST CO |
504 |
8,000 |
0.01% |
|
|
| 44 |
WEALTHFRONT CORP |
427 |
7,000 |
0.01% |
|
|
| 45 |
SIGNATUREFD, LLC |
227 |
4,000 |
0.00% |
|
|
| 46 |
Community Financial Services Group, LLC |
226 |
4,000 |
0.00% |
|
|
| 47 |
DEUTSCHE BANK AG\ |
252 |
4,000 |
0.00% |
|
|
| 48 |
WOODMONT INVESTMENT COUNSEL LLC |
191 |
3,000 |
0.00% |
|
|
| 49 |
Apriem Advisors |
184 |
3,000 |
0.00% |
|
|
