| 1 |
WELLS FARGO & COMPANY/MN |
1,012,060 |
15,890,000 |
17.12% |
|
|
| 2 |
PRIVATE MANAGEMENT GROUP INC |
1,001,407 |
15,722,000 |
16.94% |
|
|
| 3 |
MORGAN STANLEY |
606,527 |
9,523,000 |
10.26% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
553,895 |
8,696,000 |
9.37% |
|
|
| 5 |
McGowan Group Asset Management, Inc. |
448,948 |
7,048,000 |
7.60% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
350,702 |
5,506,000 |
5.93% |
|
|
| 7 |
Invesco Ltd. |
306,645 |
4,815,000 |
5.19% |
|
|
| 8 |
1607 Capital Partners, LLC |
289,787 |
4,550,000 |
4.90% |
|
|
| 9 |
UBS Group AG |
242,826 |
3,812,000 |
4.11% |
|
|
| 10 |
Yorktown Management & Research Co Inc |
150,000 |
2,355,000 |
2.54% |
|
|
| 11 |
ROBINSON CAPITAL MANAGEMENT, LLC |
119,604 |
1,878,000 |
2.02% |
|
|
| 12 |
GUGGENHEIM CAPITAL LLC |
119,375 |
1,874,000 |
2.02% |
|
|
| 13 |
First Eagle Investment Management, LLC |
90,000 |
1,413,000 |
1.52% |
|
|
| 14 |
Roumell Asset Management, LLC |
74,665 |
1,172,000 |
1.26% |
|
|
| 15 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
71,392 |
1,122,000 |
1.21% |
|
|
| 16 |
EATON VANCE MANAGEMENT |
70,461 |
1,106,000 |
1.19% |
|
|
| 17 |
LPL Financial LLC |
70,010 |
1,094,000 |
1.18% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
58,904 |
925,000 |
1.00% |
|
|
| 19 |
CSS LLC/IL |
34,765 |
546,000 |
0.59% |
|
|
| 20 |
IFP ADVISORS, INC |
33,870 |
532,000 |
0.57% |
|
|
| 21 |
ROYAL BANK OF CANADA |
28,040 |
439,000 |
0.47% |
|
|
| 22 |
Concert Wealth Management Inc. |
27,912 |
438,000 |
0.47% |
|
|
| 23 |
Thomas J. Herzfeld Advisors, Inc. |
21,985 |
345,000 |
0.37% |
|
|
| 24 |
Raymond James Financial Services Advisors, Inc. |
20,885 |
328,000 |
0.35% |
|
|
| 25 |
MSI Financial Services Inc |
17,280 |
271,000 |
0.29% |
|
|
| 26 |
AMERIPRISE FINANCIAL INC |
15,035 |
236,000 |
0.25% |
|
|
| 27 |
GOULD ASSET MANAGEMENT LLC /CA/ |
13,372 |
210,000 |
0.23% |
|
|
| 28 |
TFS CAPITAL LLC |
12,415 |
195,000 |
0.21% |
|
|
| 29 |
CWA ASSET MANAGEMENT GROUP, LLC |
11,295 |
177,332 |
0.19% |
|
|
| 30 |
ADVISOR GROUP, INC. |
7,991 |
126,000 |
0.14% |
|
|
| 31 |
CITIGROUP INC |
6,726 |
106,000 |
0.11% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,759 |
106,000 |
0.11% |
|
|
| 33 |
NEXT Financial Group, Inc |
3,108 |
49,000 |
0.05% |
|
|
| 34 |
D.A. DAVIDSON & CO. |
3,150 |
49,000 |
0.05% |
|
|
| 35 |
BRUDERMAN ASSET MANAGEMENT, LLC |
2,380 |
37,000 |
0.04% |
|
|
| 36 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,979 |
31,000 |
0.03% |
|
|
| 37 |
Creative Planning |
1,012 |
16,000 |
0.02% |
|
|
| 38 |
US BANCORP \DE\ |
767 |
12,000 |
0.01% |
|
|
| 39 |
GENEOS WEALTH MANAGEMENT INC. |
588 |
9,000 |
0.01% |
|
|
| 40 |
Advisory Services Network, LLC |
588 |
9,000 |
0.01% |
|
|
| 41 |
CWM, LLC |
430 |
7,000 |
0.01% |
|
|
| 42 |
SIGNATUREFD, LLC |
227 |
4,000 |
0.00% |
|
|
| 43 |
JNBA Financial Advisors |
227 |
4,000 |
0.00% |
|
|
| 44 |
WOODMONT INVESTMENT COUNSEL LLC |
191 |
3,000 |
0.00% |
|
|
| 45 |
North Star Investment Management Corp. |
125 |
2,000 |
0.00% |
|
|
| 46 |
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC |
147 |
2,000 |
0.00% |
|
|
| 47 |
Cable Hill Partners, LLC |
125 |
2,000 |
0.00% |
|
|
| 48 |
Financial Architects, Inc |
100 |
2,000 |
0.00% |
|
|
| 49 |
SEI INVESTMENTS CO |
66 |
1,000 |
0.00% |
|
|
