| 1 |
WELLS FARGO & COMPANY/MN |
1,221,516 |
17,577,000 |
18.39% |
|
|
| 2 |
PRIVATE MANAGEMENT GROUP INC |
1,028,458 |
14,800,000 |
15.48% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
740,790 |
10,660,000 |
11.15% |
|
|
| 4 |
MORGAN STANLEY |
555,767 |
7,998,000 |
8.37% |
|
|
| 5 |
McGowan Group Asset Management, Inc. |
402,960 |
5,799,000 |
6.07% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
387,941 |
5,582,000 |
5.84% |
|
|
| 7 |
Laurion Capital Management LP |
349,252 |
5,026,000 |
5.26% |
|
|
| 8 |
1607 Capital Partners, LLC |
303,487 |
4,367,000 |
4.57% |
|
|
| 9 |
Invesco Ltd. |
283,492 |
4,079,000 |
4.27% |
|
|
| 10 |
UBS Group AG |
265,512 |
3,821,000 |
4.00% |
|
|
| 11 |
Roumell Asset Management, LLC |
151,655 |
2,182,000 |
2.28% |
|
|
| 12 |
Yorktown Management & Research Co Inc |
150,000 |
2,159,000 |
2.26% |
|
|
| 13 |
ROBINSON CAPITAL MANAGEMENT, LLC |
119,604 |
1,721,000 |
1.80% |
|
|
| 14 |
First Eagle Investment Management, LLC |
90,000 |
1,295,000 |
1.35% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
82,452 |
1,187,000 |
1.24% |
|
|
| 16 |
LPL Financial LLC |
66,375 |
962,000 |
1.01% |
|
|
| 17 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
54,348 |
782,000 |
0.82% |
|
|
| 18 |
Concert Wealth Management Inc. |
35,495 |
511,000 |
0.53% |
|
|
| 19 |
CSS LLC/IL |
34,469 |
496,000 |
0.52% |
|
|
| 20 |
IFP ADVISORS, INC |
32,615 |
469,000 |
0.49% |
|
|
| 21 |
DEUTSCHE BANK AG\ |
32,371 |
465,000 |
0.49% |
|
|
| 22 |
MSI Financial Services Inc |
26,868 |
387,000 |
0.40% |
|
|
| 23 |
ROYAL BANK OF CANADA |
25,308 |
364,000 |
0.38% |
|
|
| 24 |
Yakira Capital Management, Inc. |
24,500 |
353,000 |
0.37% |
|
SH |
| 25 |
Thomas J. Herzfeld Advisors, Inc. |
22,895 |
329,000 |
0.34% |
|
|
| 26 |
Raymond James Financial Services Advisors, Inc. |
20,877 |
300,000 |
0.31% |
|
|
| 27 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
19,941 |
287,000 |
0.30% |
|
|
| 28 |
GUGGENHEIM CAPITAL LLC |
19,922 |
287,000 |
0.30% |
|
|
| 29 |
OPPENHEIMER & CO INC |
17,250 |
248,000 |
0.26% |
|
|
| 30 |
AMERIPRISE FINANCIAL INC |
14,397 |
207,000 |
0.22% |
|
|
| 31 |
GOULD ASSET MANAGEMENT LLC /CA/ |
13,372 |
192,000 |
0.20% |
|
|
| 32 |
TFS CAPITAL LLC |
12,374 |
178,000 |
0.19% |
|
|
| 33 |
DOLIVER ADVISORS, LP |
11,284 |
164,000 |
0.17% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,801 |
84,000 |
0.09% |
|
|
| 35 |
ADVISOR GROUP, INC. |
4,221 |
59,000 |
0.06% |
|
|
| 36 |
CITIGROUP INC |
3,509 |
50,000 |
0.05% |
|
|
| 37 |
D.A. DAVIDSON & CO. |
3,150 |
45,000 |
0.05% |
|
|
| 38 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,971 |
28,000 |
0.03% |
|
|
| 39 |
Livingston Group Asset Management CO (operating as Southport Capital Management) |
1,937 |
28,000 |
0.03% |
|
|
| 40 |
Apriem Advisors |
1,025 |
15,000 |
0.02% |
|
|
| 41 |
Creative Planning |
735 |
11,000 |
0.01% |
|
|
| 42 |
US BANCORP \DE\ |
767 |
11,000 |
0.01% |
|
|
| 43 |
GENEOS WEALTH MANAGEMENT INC. |
588 |
8,000 |
0.01% |
|
|
| 44 |
Advisory Services Network, LLC |
588 |
8,000 |
0.01% |
|
|
| 45 |
BRUDERMAN ASSET MANAGEMENT, LLC |
200 |
3,000 |
0.00% |
|
|
| 46 |
SIGNATUREFD, LLC |
227 |
3,000 |
0.00% |
|
|
| 47 |
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC |
147 |
2,000 |
0.00% |
|
|
| 48 |
North Star Investment Management Corp. |
125 |
2,000 |
0.00% |
|
|
| 49 |
Financial Architects, Inc |
100 |
1,000 |
0.00% |
|
|
| 50 |
WOLVERINE TRADING LP /BD |
61 |
876 |
0.00% |
|
|
