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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 49 Institutional holders with a total value of $111,918,653.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 825,618 15,893,000 14.20%
2 GUGGENHEIM CAPITAL LLC 773,424 14,889,000 13.30%
3 Invesco Ltd. 765,890 14,744,000 13.17%
4 UBS Group AG 657,898 12,665,000 11.32%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 500,167 9,628,000 8.60%
6 BANK OF AMERICA CORP /DE/ 305,619 5,883,000 5.26%
7 RAYMOND JAMES & ASSOCIATES 294,866 5,676,000 5.07%
8 WELLS FARGO & COMPANY/MN 241,717 4,653,000 4.16%
9 ROYAL BANK OF CANADA 225,022 4,332,000 3.87%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 208,619 4,015,000 3.59%
11 SIT INVESTMENT ASSOCIATES INC 184,275 3,547,000 3.17%
12 Karpus Management, Inc. 176,027 3,389,000 3.03%
13 HighTower Advisors, LLC 106,078 2,042,000 1.82%
14 LPL Financial LLC 73,502 1,415,000 1.26%
15 WOLVERINE ASSET MANAGEMENT LLC 69,161 1,331,000 1.19%
16 Commonwealth Equity Services, Inc 68,742 1,323,000 1.18%
17 VICUS CAPITAL 54,072 1,041,000 0.93%
18 USCA RIA LLC 43,183 831,000 0.74%
19 OTA Financial Group L.P. 39,962 769,000 0.69%
20 Janney Montgomery Scott LLC 23,613 454,550 0.41%
21 OPPENHEIMER & CO INC 23,532 453,000 0.40%
22 D.A. DAVIDSON & CO. 22,013 423,000 0.38%
23 Stratos Wealth Partners, LTD. 21,238 408,416 0.36%
24 MSI Financial Services Inc 18,155 349,000 0.31%
25 DEUTSCHE BANK AG\ 14,281 274,000 0.24%
26 AMERICAN INTERNATIONAL GROUP, INC. 14,006 269,623 0.24%
27 Cetera Advisors LLC 12,929 250,000 0.22%
28 NATIONAL PLANNING CORP 9,244 174,804 0.16%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,070 155,000 0.14%
30 PNC FINANCIAL SERVICES GROUP, INC. 7,787 151,000 0.13%
31 Formidable Asset Management, LLC 3,920 75,000 0.07%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 3,434 66,000 0.06%
33 CITIGROUP INC 3,061 59,000 0.05%
34 WFG Advisors, LP 2,223 43,000 0.04%
35 Creative Planning 1,755 34,000 0.03%
36 JAMES INVESTMENT RESEARCH, INC. 1,431 28,000 0.03%
37 FIFTH THIRD BANCORP 1,445 28,000 0.03%
38 Thomas J. Herzfeld Advisors, Inc. 1,250 24,000 0.02%
39 Chicago Partners Investment Group LLC 1,000 19,000 0.02%
40 OPTIMUM INVESTMENT ADVISORS 1,000 19,000 0.02%
41 Raab & Moskowitz Asset Management LLC 922 18,000 0.02%
42 Tower Research Capital LLC (TRC) 751 14,000 0.01%
43 HUNTINGTON NATIONAL BANK 702 14,000 0.01%
44 NEXT Financial Group, Inc 638 12,000 0.01%
45 First City Capital Management, Inc. 533 10,260 0.01%
46 Hanson & Doremus Investment Management 465 9,000 0.01%
47 Blume Capital Management, Inc. 420 8,000 0.01%
48 Advisory Services Network, LLC 400 7,000 0.01%
49 MUFG Americas Holdings Corp 140 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.