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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 59 Institutional holders with a total value of $111,115,974.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 932,873 16,661,000 14.99%
2 UBS Group AG 686,904 12,268,000 11.04%
3 Advisors Asset Management, Inc. 653,823 11,677,000 10.51%
4 GUGGENHEIM CAPITAL LLC 484,566 8,654,000 7.79%
5 ROYAL BANK OF CANADA 424,908 7,590,000 6.83%
6 Invesco Ltd. 418,890 7,482,000 6.73%
7 RAYMOND JAMES & ASSOCIATES 296,568 5,297,000 4.77%
8 BANK OF AMERICA CORP /DE/ 258,999 4,625,000 4.16%
9 1832 Asset Management L.P. 255,096 4,586,000 4.13%
10 Raymond James Financial Services Advisors, Inc. 245,474 4,384,000 3.95%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 200,611 3,583,000 3.22%
12 WELLS FARGO & COMPANY/MN 184,632 3,298,000 2.97%
13 Karpus Management, Inc. 168,695 3,013,000 2.71%
14 COHEN & STEERS, INC. 99,053 1,769,000 1.59%
15 Shaker Financial Services, LLC 90,906 1,624,000 1.46%
16 Financial Sense Advisors, Inc. 78,713 1,406,000 1.27%
17 LPL Financial LLC 72,824 1,305,000 1.17%
18 Commonwealth Equity Services, Inc 72,969 1,303,000 1.17%
19 VICUS CAPITAL 59,689 1,066,000 0.96%
20 Janney Montgomery Scott LLC 53,636 998,000 0.90%
21 DOLIVER ADVISORS, LP 54,152 970,000 0.87%
22 Virtu KCG Holdings LLC 51,272 916,000 0.82%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50,772 907,000 0.82%
24 Aviance Capital Partners, LLC 47,851 855,000 0.77%
25 WADE G W & INC 39,988 714,000 0.64%
26 D.A. DAVIDSON & CO. 30,753 549,000 0.49%
27 OPPENHEIMER & CO INC 29,932 535,000 0.48%
28 MSI Financial Services Inc 26,249 469,000 0.42%
29 PNC FINANCIAL SERVICES GROUP, INC. 23,218 414,000 0.37%
30 Global Endowment Management, LP 20,000 357,000 0.32%
31 Bank of New York Mellon Corp 19,529 349,000 0.31%
32 NATIONAL PLANNING CORP 10,814 200,000 0.18%
33 Investors Capital Advisory Services 10,733 191,000 0.17%
34 AMERICAN NATIONAL BANK & TRUST 10,000 179,000 0.16%
35 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 16,069 172,000 0.15%
36 GENEOS WEALTH MANAGEMENT INC. 5,183 92,000 0.08%
37 ADVISOR GROUP, INC. 4,827 85,000 0.08%
38 IFP ADVISORS, INC 4,360 78,000 0.07%
39 CITIGROUP INC 4,171 74,000 0.07%
40 Creative Planning 3,855 69,000 0.06%
41 Allworth Financial LP 3,591 64,000 0.06%
42 FineMark National Bank & Trust 3,000 54,000 0.05%
43 DEUTSCHE BANK AG\ 1,939 34,000 0.03%
44 SEI INVESTMENTS CO 1,500 27,000 0.02%
45 FIFTH THIRD BANCORP 1,445 26,000 0.02%
46 Thomas J. Herzfeld Advisors, Inc. 1,374 25,000 0.02%
47 NEXT Financial Group, Inc 1,100 19,000 0.02%
48 Chicago Partners Investment Group LLC 1,000 18,000 0.02%
49 Livingston Group Asset Management CO (operating as Southport Capital Management) 983 18,000 0.02%
50 HUNTINGTON NATIONAL BANK 702 13,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.