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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 57 Institutional holders with a total value of $129,022,845.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 938,243 17,330,000 13.43%
2 UBS Group AG 702,919 12,983,000 10.06%
3 Advisors Asset Management, Inc. 663,572 12,256,000 9.50%
4 GUGGENHEIM CAPITAL LLC 591,053 10,917,000 8.46%
5 Raymond James Financial Services Advisors, Inc. 563,864 10,415,000 8.07%
6 1832 Asset Management L.P. 255,096 7,929,000 6.15%
7 WELLS FARGO & COMPANY/MN 421,142 7,779,000 6.03%
8 ROYAL BANK OF CANADA 355,780 6,571,000 5.09%
9 Invesco Ltd. 352,708 6,515,000 5.05%
10 RAYMOND JAMES & ASSOCIATES 306,501 5,661,000 4.39%
11 Karpus Management, Inc. 299,153 5,525,000 4.28%
12 BANK OF AMERICA CORP /DE/ 238,760 4,410,000 3.42%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 204,771 3,782,000 2.93%
14 LPL Financial LLC 163,013 2,996,000 2.32%
15 Financial Sense Advisors, Inc. 80,264 1,482,000 1.15%
16 Commonwealth Equity Services, Inc 75,793 1,400,000 1.09%
17 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 64,469 1,191,000 0.92%
18 Private Advisor Group, LLC 62,680 1,158,000 0.90%
19 VICUS CAPITAL 57,961 1,071,000 0.83%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50,305 929,000 0.72%
21 Aviance Capital Partners, LLC 48,543 897,000 0.70%
22 WADE G W & INC 42,833 791,000 0.61%
23 OPPENHEIMER & CO INC 30,070 555,000 0.43%
24 D.A. DAVIDSON & CO. 29,621 547,000 0.42%
25 MSI Financial Services Inc 27,534 509,000 0.39%
26 Janney Montgomery Scott LLC 26,538 490,000 0.38%
27 PNC FINANCIAL SERVICES GROUP, INC. 24,379 450,000 0.35%
28 Global Endowment Management, LP 20,000 369,000 0.29%
29 Bank of New York Mellon Corp 17,233 318,000 0.25%
30 Sigma Planning Corp 14,306 264,000 0.20%
31 NATIONAL PLANNING CORP 12,494 222,000 0.17%
32 Investors Capital Advisory Services 10,683 197,000 0.15%
33 AMERICAN INTERNATIONAL GROUP, INC. 8,903 165,000 0.13%
34 GENEOS WEALTH MANAGEMENT INC. 5,183 96,000 0.07%
35 TRUST DEPARTMENT MB FINANCIAL BANK N A 4,915 95,000 0.07%
36 IFP ADVISORS, INC 4,632 86,000 0.07%
37 Formidable Asset Management, LLC 4,721 85,000 0.07%
38 CITIGROUP INC 4,161 77,000 0.06%
39 Creative Planning 4,055 75,000 0.06%
40 Allworth Financial LP 3,591 66,000 0.05%
41 BANK OF MONTREAL /CAN/ 3,108 57,000 0.04%
42 ENVESTNET ASSET MANAGEMENT INC 2,843 53,000 0.04%
43 NEXT Financial Group, Inc 2,158 39,000 0.03%
44 DEUTSCHE BANK AG\ 1,939 35,000 0.03%
45 SEI INVESTMENTS CO 1,500 28,000 0.02%
46 FIFTH THIRD BANCORP 1,445 27,000 0.02%
47 JAMES INVESTMENT RESEARCH, INC. 1,431 26,000 0.02%
48 Thomas J. Herzfeld Advisors, Inc. 1,348 25,000 0.02%
49 Chicago Partners Investment Group LLC 1,000 18,000 0.01%
50 BALDWIN WEALTH PARTNERS LLC/MA 750 14,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.