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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 55 Institutional holders with a total value of $128,361,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 920,985 17,269,000 13.45%
2 Karpus Management, Inc. 1,306,091 15,527,000 12.10%
3 Invesco Ltd. 748,966 14,043,000 10.94%
4 GUGGENHEIM CAPITAL LLC 711,292 13,336,000 10.39%
5 UBS Group AG 663,579 12,442,000 9.69%
6 WELLS FARGO & COMPANY/MN 539,589 10,117,000 7.88%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 376,896 7,067,000 5.51%
8 BANK OF AMERICA CORP /DE/ 321,209 6,023,000 4.69%
9 RAYMOND JAMES & ASSOCIATES 307,417 5,764,000 4.49%
10 ROYAL BANK OF CANADA 254,173 4,765,000 3.71%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 208,206 3,904,000 3.04%
12 CORNERSTONE ADVISORS INC 175,265 3,286,000 2.56%
13 WOLVERINE ASSET MANAGEMENT LLC 85,701 1,606,000 1.25%
14 Commonwealth Equity Services, Inc 74,241 1,392,000 1.08%
15 LPL Financial LLC 65,252 1,216,000 0.95%
16 Shaker Financial Services, LLC 62,751 1,177,000 0.92%
17 VICUS CAPITAL 54,072 1,014,000 0.79%
18 WADE G W & INC 49,564 929,000 0.72%
19 Financial Sense Advisors, Inc. 47,741 895,000 0.70%
20 1832 Asset Management L.P. 37,500 704,000 0.55%
21 OTA Financial Group L.P. 37,101 695,000 0.54%
22 Curi Capital, LLC 26,756 502,000 0.39%
23 DEUTSCHE BANK AG\ 25,960 486,000 0.38%
24 OPPENHEIMER & CO INC 25,535 479,000 0.37%
25 Janney Montgomery Scott LLC 24,238 454,000 0.35%
26 D.A. DAVIDSON & CO. 22,006 412,000 0.32%
27 PNC FINANCIAL SERVICES GROUP, INC. 21,697 407,000 0.32%
28 BNP PARIBAS FINANCIAL MARKETS 18,332 343,725 0.27%
29 AMERICAN INTERNATIONAL GROUP, INC. 13,348 250,281 0.19%
30 Raymond James Financial Services Advisors, Inc. 12,896 242,000 0.19%
31 MSI Financial Services Inc 11,620 218,000 0.17%
32 HighTower Advisors, LLC 11,161 209,000 0.16%
33 Stratos Wealth Partners, LTD. 10,975 208,000 0.16%
34 Cetera Advisors LLC 10,732 202,000 0.16%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,899 129,000 0.10%
36 CITIGROUP INC 6,176 116,000 0.09%
37 Catalyst Capital Advisors LLC 4,050 76,000 0.06%
38 Formidable Asset Management, LLC 3,920 74,000 0.06%
39 Allworth Financial LP 3,591 67,000 0.05%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 3,434 64,000 0.05%
41 Creative Planning 1,755 33,000 0.03%
42 NEXT Financial Group, Inc 1,638 30,000 0.02%
43 JAMES INVESTMENT RESEARCH, INC. 1,431 27,000 0.02%
44 FIFTH THIRD BANCORP 1,445 27,000 0.02%
45 Thomas J. Herzfeld Advisors, Inc. 1,250 23,000 0.02%
46 OPTIMUM INVESTMENT ADVISORS 1,000 19,000 0.01%
47 Gradient Investments LLC 1,010 19,000 0.01%
48 Chicago Partners Investment Group LLC 974 19,000 0.01%
49 HUNTINGTON NATIONAL BANK 702 13,000 0.01%
50 First City Capital Management, Inc. 533 9,994 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.