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UBS GROUP AG COM
UBS GROUP AG COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 145 Institutional holders with a total value of $11,602,699,181.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 EXANE DERIVATIVES 40,598 9,574,275 0.08% Put
52 RENAISSANCE TECHNOLOGIES LLC 468,800 7,993,000 0.07%
53 RAYMOND JAMES & ASSOCIATES 448,228 7,748,000 0.07%
54 WESTPAC BANKING CORP 451,449 7,697,205 0.07%
55 VOYA INVESTMENT MANAGEMENT LLC 445,930 7,669,000 0.07%
56 CAPSTONE ASSET MANAGEMENT CO 364,829 6,220,000 0.05%
57 Forward Management, LLC 324,052 5,524,000 0.05%
58 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 305,050 5,201,103 0.04%
59 Nationwide Fund Advisors 298,230 5,085,000 0.04%
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 291,842 5,019,000 0.04%
61 FIRST MERCANTILE TRUST CO 269,633 4,597,000 0.04%
62 DREMAN VALUE MANAGEMENT, L L C 238,396 4,065,000 0.04%
63 JANE STREET GROUP, LLC 214,568 3,658,000 0.03%
64 WRIGHT INVESTORS SERVICE INC 207,725 3,542,000 0.03%
65 BARCLAYS PLC 203,726 3,464,000 0.03%
66 STIFEL FINANCIAL CORP 182,858 3,104,000 0.03%
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 177,535 3,027,000 0.03%
68 CREDIT SUISSE AG/ 176,220 3,005,000 0.03%
69 NATIXIS ADVISORS, LLC 174,004 2,967,000 0.03%
70 AQR CAPITAL MANAGEMENT LLC 139,200 2,394,000 0.02%
71 BEACH INVESTMENT COUNSEL INC/PA 130,200 2,220,000 0.02%
72 BB&T SECURITIES, LLC 13,018 2,219,000 0.02%
73 ETRADE Capital Management LLC 128,200 2,186,000 0.02%
74 TRUIST FINANCIAL CORP 115,132 1,963,000 0.02%
75 B. Riley Wealth Advisors, Inc. 22,194 1,949,000 0.02%
76 LPL Financial LLC 112,934 1,926,000 0.02%
77 CNA FINANCIAL CORP 111,275 1,897,000 0.02%
78 EXANE DERIVATIVES 12,855 1,878,492 0.02% Call
79 MUFG Americas Holdings Corp 103,925 1,772,000 0.02%
80 FDx Advisors, Inc. 103,892 1,771,000 0.02%
81 BTR CAPITAL MANAGEMENT INC 102,730 1,752,000 0.02%
82 A.R.T. Advisors, LLC 95,249 1,623,000 0.01%
83 ICC CAPITAL MANAGEMENT INC/ 83,476 1,423,000 0.01%
84 MILLENNIUM MANAGEMENT LLC 85,000 1,405,000 0.01% Call
85 IRON Financial LLC 8,040 1,371,000 0.01%
86 Hansberger Growth Investors, LP 53,780 917,000 0.01%
87 SOL Capital Management CO 53,300 909,000 0.01%
88 EATON VANCE MANAGEMENT 47,321 807,000 0.01%
89 Aperio Group, LLC 46,765 797,000 0.01%
90 D.A. DAVIDSON & CO. 41,448 706,000 0.01%
91 PNC FINANCIAL SERVICES GROUP, INC. 40,886 697,000 0.01%
92 GLENMEDE TRUST CO NA 39,846 678,000 0.01%
93 1st Global Advisors, Inc. 39,099 667,000 0.01%
94 RELIANCE TRUST CO OF DELAWARE 38,978 664,000 0.01%
95 GEODE CAPITAL MANAGEMENT, LLC 36,806 627,000 0.01%
96 TWO SIGMA INVESTMENTS, LP 34,766 593,000 0.01%
97 OLD NATIONAL BANCORP /IN/ 32,551 555,000 0.00%
98 Virtu KCG Holdings LLC 29,943 511,000 0.00%
99 NorthRock Partners, LLC 29,668 506,000 0.00%
100 CONNABLE OFFICE INC 29,256 499,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.