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UBS GROUP AG COM
UBS GROUP AG COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 145 Institutional holders with a total value of $11,602,699,181.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Janney Montgomery Scott LLC 26,423 450,512 0.00%
102 Legg Mason Asset Management (Japan) Co., Ltd. 25,921 442,000 0.00%
103 CAPITAL ONE, NATIONAL ASSOCIATION 23,445 400,000 0.00%
104 Cubist Systematic Strategies, LLC 23,366 398,000 0.00%
105 SCHAFER CULLEN CAPITAL MANAGEMENT INC 22,627 386,000 0.00%
106 WMS Partners, LLC 22,250 379,000 0.00%
107 BNP PARIBAS FINANCIAL MARKETS 17,091 291,402 0.00%
108 STONERIDGE INVESTMENT PARTNERS LLC 14,641 250,000 0.00%
109 Checchi Capital Advisers, LLC 14,327 237,000 0.00%
110 HighTower Advisors, LLC 13,783 235,000 0.00%
111 ADVISOR PARTNERS LLC 13,718 235,000 0.00%
112 Frontier Wealth Management LLC 13,695 233,000 0.00%
113 BOGLE INVESTMENT MANAGEMENT L P /DE/ 13,400 228,000 0.00%
114 REGIONS FINANCIAL CORP 13,143 224,000 0.00%
115 First Allied Advisory Services, Inc. 13,067 224,000 0.00%
116 AMERIPRISE FINANCIAL INC 12,580 214,000 0.00%
117 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,782 203,000 0.00%
118 SHELTON CAPITAL MANAGEMENT 11,792 201,000 0.00%
119 LOEWS CORP 10,625 181,000 0.00%
120 Manchester Capital Management LLC 7,483 128,000 0.00%
121 HUNTINGTON NATIONAL BANK 7,098 121,000 0.00%
122 JFS WEALTH ADVISORS, LLC 6,390 109,000 0.00%
123 SEI INVESTMENTS CO 4,932 84,000 0.00%
124 US BANCORP \DE\ 4,576 78,000 0.00%
125 FIRST NEW YORK SECURITIES LLC /NY 3,800 64,790 0.00%
126 HOWE & RUSLING INC 2,922 50,000 0.00%
127 Stratos Wealth Partners, LTD. 2,137 36,177 0.00%
128 Creative Planning 1,809 31,000 0.00%
129 THOMPSON DAVIS & CO., INC. 1,775 30,000 0.00%
130 Simplicity Solutions, LLC 1,741 29,684 0.00%
131 MSI Financial Services Inc 1,425 24,000 0.00%
132 First Horizon Advisors, Inc. 1,135 19,000 0.00%
133 Advisory Services Network, LLC 605 10,000 0.00%
134 CENTRAL TRUST Co 500 9,000 0.00%
135 PALLADIEM, LLC 527 9,000 0.00%
136 MV CAPITAL MANAGEMENT, INC. 399 7,000 0.00%
137 BESSEMER GROUP INC 392 7,000 0.00%
138 Carroll Financial Associates, Inc. 286 5,000 0.00%
139 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 168 3,000 0.00%
140 NATIONAL PLANNING CORP 160 2,670 0.00%
141 WFG Advisors, LP 94 2,000 0.00%
142 Lehman Brothers Holdings Inc. 117 2,000 0.00%
143 Archford Capital Strategies, LLC 93 2,000 0.00%
144 WHITTIER TRUST CO 64 1,000 0.00%
145 FineMark National Bank & Trust 65 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.