Dark
Light
System
Security
POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $37,913,741.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 246,735 7,587,000 20.01%
2 WELLS FARGO & COMPANY/MN 214,344 6,591,000 17.38%
3 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 128,466 3,950,000 10.42%
4 LPL Financial LLC 123,970 3,796,000 10.01%
5 Commonwealth Equity Services, Inc 99,550 3,061,000 8.07%
6 RAYMOND JAMES & ASSOCIATES 88,250 2,714,000 7.16%
7 ROYAL BANK OF CANADA 68,215 2,097,000 5.53%
8 JANE STREET GROUP, LLC 47,666 1,466,000 3.87%
9 BANK OF AMERICA CORP /DE/ 30,651 943,000 2.49%
10 UBS AG 28,126 865,000 2.28%
11 STIFEL FINANCIAL CORP 18,290 562,000 1.48%
12 Invesco Ltd. 16,982 522,000 1.38%
13 Janney Montgomery Scott LLC 15,050 462,788 1.22%
14 AMERICAN INTERNATIONAL GROUP, INC. 14,630 449,877 1.19%
15 Cambridge Investment Research Advisors, Inc. 14,298 440,000 1.16%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,776 393,000 1.04%
17 NEXT Financial Group, Inc 11,855 365,000 0.96%
18 AXA S.A. 10,050 309,000 0.82%
19 SII INVESTMENTS INC/WI 9,247 287,000 0.76%
20 DEUTSCHE BANK AG\ 8,535 262,000 0.69%
21 Mariner, LLC 7,000 215,000 0.57%
22 AMERIPRISE FINANCIAL INC 6,222 191,000 0.50%
23 MSI Financial Services Inc 4,210 129,000 0.34%
24 Private Advisor Group, LLC 3,500 108,000 0.28%
25 Barrett Asset Management, LLC 1,000 31,000 0.08%
26 Winslow, Evans & Crocker, Inc. 914 28,076 0.07%
27 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 750 23,000 0.06%
28 NEW ENGLAND SECURITIES CORP /MA/ 565 17,000 0.04%
29 CITIGROUP INC 553 17,000 0.04%
30 ENVESTNET ASSET MANAGEMENT INC 558 17,000 0.04%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 400 12,000 0.03%
32 Creative Planning 90 3,000 0.01%
33 Tower Research Capital LLC (TRC) 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.